Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WELLINGTON MANAGEMENT HONG KONG LIMITEDRegistered Investment Advisers · CRD # 165208 · Approved
- WELLINGTON MANAGEMENT JAPAN PTE. LTD.Registered Investment Advisers · CRD # 165192 · Approved
- WELLINGTON SHIELDS & CO., LLCRegistered Investment Advisers · CRD # 149021 · NY · Approved
- WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150529 · NY · Approved
- WELLINGTON-ALTUS USA INC.Registered Investment Advisers · CRD # 297314 · Approved
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCRegistered Investment Advisers · CRD # 11025 · MO · Approved
- WELLS FARGO CLEARING SERVICES, LLCRegistered Investment Advisers · CRD # 19616 · MO · Approved
- WELLS FARGO INVESTMENT INSTITUTE, INC.Registered Investment Advisers · CRD # 133204 · NC · Approved
- WELLS FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 125209 · MA · Approved
- WELLS FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158030 · NC · Approved
- WELLS GLOBAL INVESTMENT ADVISERS LLCRegistered Investment Advisers · CRD # 150139 · FL · Approved
- WELLSPRING ADVISORS, INC.Registered Investment Advisers · CRD # 147861 · OR · Approved
- WELLSPRING CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 132698 · Approved
- WELLSPRING CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161184 · NY · Approved
- WELLSPRING FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 143112 · OH · Approved
- WELLSPRING GBL, LLCRegistered Investment Advisers · CRD # 312017 · NY · Approved
- WELLSPRING WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 134834 · GA · Approved
- WELLTH ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 330537 · Approved
- WELTON INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 172452 · CA · Approved
- WEMBLEY STRATEGIC ADVISORY LLCRegistered Investment Advisers · CRD # 305692 · NY · Approved
- WENDELL DAVID ASSOCIATES INCRegistered Investment Advisers · CRD # 106664 · NH · Approved
- WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139237 · CA · Approved
- WERLEMANN SECURITIES LLCRegistered Investment Advisers · CRD # 317777 · CA · Approved
- WERLINICH ASSET MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 125663 · Approved
- WERNAU ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 129473 · MA · Approved
- WERTZ YORK CAPITAL MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 115344 · FL · Approved
- WESBANCO BANK, INC.Registered Investment Advisers · CRD # 111907 · WV · Approved
- WESBANCO SECURITIES, INC.Registered Investment Advisers · CRD # 43276 · OH · Approved
- WESCAP MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 104759 · CA · Approved
- WESCOTT FINANCIAL ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 105989 · PA · Approved
- WESFAIR ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 295320 · NY · Approved
- WESPAC ADVISORS SOCAL, LLCRegistered Investment Advisers · CRD # 158413 · CA · Approved
- WESPAC ADVISORS, LLCRegistered Investment Advisers · CRD # 148242 · CA · Approved
- WEST ADVISORS, INCORPORATEDRegistered Investment Advisers · CRD # 157236 · Approved
- WEST BRANCH CAPITAL LLCRegistered Investment Advisers · CRD # 133813 · MA · Approved
- WEST ELK CAPITAL, LLCRegistered Investment Advisers · CRD # 292743 · GA · Approved
- WEST END WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 234791 · CO · Approved
- WEST FINANCIAL ADVISORS, L.L.C.Registered Investment Advisers · CRD # 142265 · IA · Approved
- WEST FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 137497 · VA · Approved
- WEST FINANCIAL STRATEGIES, INC.Registered Investment Advisers · CRD # 118241 · NC · Approved
- WEST HORIZON CAPITAL, LLCRegistered Investment Advisers · CRD # 337734 · NJ · Approved
- WEST PACES ADVISORS, INC.Registered Investment Advisers · CRD # 175512 · GA · Approved
- WEST RIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 282718 · NV · Approved
- WEST RIM CAPITAL ASSOCIATES II, L.P.Registered Investment Advisers · CRD # 145085 · UT · Approved
- WEST RIM II UGP, LLCRegistered Investment Advisers · CRD # 339904 · UT · Approved
- WEST TOWER GROUP, LLCRegistered Investment Advisers · CRD # 323520 · VA · Approved
- WEST WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 316644 · CA · Approved
- WESTBECK CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 324606 · Approved
- WESTBOUND EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306955 · CA · Approved
- WESTBOURNE INVESTMENT ADVISORS INC.Registered Investment Advisers · CRD # 144571 · MD · Approved