Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WALSH & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 144441 · FL · Approved
- WALSKY INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 106991 · PA · Approved
- WALTER & KEENAN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104838 · IN · Approved
- WALTER C. FLOWER & CO., INCRegistered Investment Advisers · CRD # 110775 · LA · Approved
- WALTER SCOTT & PARTNERS LIMITEDRegistered Investment Advisers · CRD # 112161 · Approved
- WALTON FINANCIALRegistered Investment Advisers · CRD # 331634 · AL · Approved
- WALTON STREET CAPITAL, L.L.C.Registered Investment Advisers · CRD # 147210 · IL · Approved
- WARANA CAPITAL, LLCRegistered Investment Advisers · CRD # 288311 · NY · Approved
- WARATAH CAPITAL ADVISORS LTD.Registered Investment Advisers · CRD # 173867 · Approved
- WARBERG ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 164003 · IL · Approved
- WARBURG PINCUS LLCRegistered Investment Advisers · CRD # 156945 · NY · Approved
- WARBURTON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141969 · OK · Approved
- WARD & ASSOCIATESRegistered Investment Advisers · CRD # 107878 · CA · Approved
- WARDROOM PARTNERSRegistered Investment Advisers · CRD # 315511 · Approved
- WARM SPRINGS ADVISORS INC.Registered Investment Advisers · CRD # 306501 · CA · Approved
- WARNER FINANCIAL, INCRegistered Investment Advisers · CRD # 135303 · MD · Approved
- WARNER GROUP LLCRegistered Investment Advisers · CRD # 334877 · CT · Approved
- WARREN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 137449 · SC · Approved
- WARREN EQUITY PARTNERS MANAGER, L.P.Registered Investment Advisers · CRD # 295903 · FL · Approved
- WARREN STREET WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 173447 · CA · Approved
- WARTHER PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 125145 · OH · Approved
- WARWICK CAPITAL PARTNERS (US) LPRegistered Investment Advisers · CRD # 320777 · CT · Approved
- WARWICK GROUP II, INC.Registered Investment Advisers · CRD # 161549 · Approved
- WARWICK INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 226670 · OK · Approved
- WARWICK INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 105951 · TX · Approved
- WASATCH ADVISORS LPRegistered Investment Advisers · CRD # 106081 · UT · Approved
- WASATCH INVESTMENT FUND MANAGER, LLCRegistered Investment Advisers · CRD # 325037 · UT · Approved
- WASATCH VENTURE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 326762 · UT · Approved
- WASHBURN CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 125708 · FL · Approved
- WASHINGTON AVENUE ADVISORS, LLCRegistered Investment Advisers · CRD # 307002 · MI · Approved
- WASHINGTON CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105253 · WA · Approved
- WASHINGTON CROSSING ADVISORS LLCRegistered Investment Advisers · CRD # 281511 · NJ · Approved
- WASHINGTON FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 132369 · MA · Approved
- WASHINGTON GROWTH STRATEGIES LLCRegistered Investment Advisers · CRD # 171774 · DC · Approved
- WASHINGTON HARBOUR PARTNERS LPRegistered Investment Advisers · CRD # 309915 · VA · Approved
- WASHINGTON PARK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 338939 · OR · Approved
- WASHINGTON SQUARE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 150335 · NY · Approved
- WASHINGTON TRUST ADVISORS, INC.Registered Investment Advisers · CRD # 110407 · MA · Approved
- WASSAW SOUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299164 · GA · Approved
- WASSERSTEIN MANAGEMENT, LPRegistered Investment Advisers · CRD # 286158 · NY · Approved
- WATCHSTONE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 172835 · Approved
- WATCHTOWER ADVISORS, LPRegistered Investment Advisers · CRD # 299887 · CT · Approved
- WATER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151508 · NY · Approved
- WATER ISLAND CAPITAL,LLCRegistered Investment Advisers · CRD # 113358 · NY · Approved
- WATER STREET CAPITAL, INC.Registered Investment Advisers · CRD # 158133 · FL · Approved
- WATER STREET HEALTHCARE PARTNERS, LLCRegistered Investment Advisers · CRD # 156694 · IL · Approved
- WATER VALLEY INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 116936 · IA · Approved
- WATEREQUITY LLCRegistered Investment Advisers · CRD # 281955 · MO · Approved
- WATERFALL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 137746 · NY · Approved
- WATERFORD ADVISORS, LLCRegistered Investment Advisers · CRD # 119442 · NY · Approved