Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- U.S. WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 141062 · Approved
- UAK DIVERSIFIED LLCRegistered Investment Advisers · CRD # 300506 · Approved
- UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDRegistered Investment Advisers · CRD # 113463 · Approved
- UDINE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 147158 · Approved
- UG INVESTMENT ADVISERS LTD.Registered Investment Advisers · CRD # 167183 · Approved
- ULLMAN INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 342915 · Approved
- UNBIASED, INC.Registered Investment Advisers · CRD # 323880 · Approved
- UNCONVENTIONAL INVESTOR, LLCRegistered Investment Advisers · CRD # 317333 · Approved
- UNITED VALUE CAPITAL, LLCRegistered Investment Advisers · CRD # 300533 · Approved
- UNITED WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133986 · Approved
- UNIWEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 138009 · Approved
- UP CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 164692 · Approved
- UP FINANCIAL USA INC.Registered Investment Advisers · CRD # 326602 · Approved
- UPPER LEFT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288762 · Approved
- UPRIGHT FINANCIAL CORPRegistered Investment Advisers · CRD # 107303 · Approved
- UPSTART WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173728 · Approved
- UPTURN CORPORATIONRegistered Investment Advisers · CRD # 290614 · Approved
- URBAN WEALTH MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 285633 · Approved
- URSA FINANCIAL, LLCRegistered Investment Advisers · CRD # 306491 · Approved
- US INFRAVEST MANAGERS LPRegistered Investment Advisers · CRD # 312299 · Approved
- US SELECT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166672 · Approved
- UTI ASSET MANAGEMENT COMPANY LIMITEDRegistered Investment Advisers · CRD # 328924 · Approved
- UTI INVESTMENTS AMERICA LIMITEDRegistered Investment Advisers · CRD # 330110 · Approved