Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- TAILWINDS WEALTH, LLCRegistered Investment Advisers · CRD # 322924 · MN · Approved
- TEALWOOD ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 105245 · MN · Approved
- THE ADVOCATE GROUP, LLCRegistered Investment Advisers · CRD # 155270 · MN · Approved
- THE LEUTHOLD GROUP, LLCRegistered Investment Advisers · CRD # 105826 · MN · Approved
- THE OAK RIDGE FINANCIAL SERVICES GROUP, INCRegistered Investment Advisers · CRD # 42941 · MN · Approved
- THE WEALTH GROUP, LTDRegistered Investment Advisers · CRD # 311385 · MN · Approved
- THOMAS LEO ADVISORY, LLCRegistered Investment Advisers · CRD # 159271 · MN · Approved
- THRIVENT ADVISOR NETWORK, LLCRegistered Investment Advisers · CRD # 304569 · MN · Approved
- THRIVENT ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 137751 · MN · Approved
- THRIVENT FINANCIAL FOR LUTHERANSRegistered Investment Advisers · CRD # 115785 · MN · Approved
- THRIVENT INVESTMENT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 338378 · MN · Approved
- THRIVENT INVESTMENT MANAGEMENT INC.Registered Investment Advisers · CRD # 18387 · MN · Approved
- TONKA CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 298336 · MN · Approved
- TOTAL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 164633 · MN · Approved
- TRADEMARK FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 116543 · MN · Approved
- TRADITION WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 128314 · MN · Approved
- TRAILHEAD PLANNERS, LLCRegistered Investment Advisers · CRD # 284610 · MN · Approved
- TROTT BROOK FINANCIAL, INC.Registered Investment Advisers · CRD # 290962 · MN · Approved
- TRUEHELM, LLCRegistered Investment Advisers · CRD # 165448 · MN · Approved
- TWELE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 130239 · MN · Approved
- TWIN CITIES RETIREMENT GROUP, LLCRegistered Investment Advisers · CRD # 154974 · MN · Approved