Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- THE HOUSE FUND, LLCExempt Reporting Advisers · CRD # 282494 · CA · ERA - Active
- THE INFORMED MOMENTUM COMPANY LLCRegistered Investment Advisers · CRD # 144908 · CA · Approved
- THE INVESTMENT HOUSE LLCRegistered Investment Advisers · CRD # 163493 · CA · Approved
- THE KOCEN FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 112129 · CA · Approved
- THE LITIGATION FUND MANAGER, LLCRegistered Investment Advisers · CRD # 330517 · CA · Approved
- THE PACIFIC CENTER FOR FINANCIAL SERVICESRegistered Investment Advisers · CRD # 104557 · CA · Approved
- THE PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 314816 · CA · Approved
- THE PUTNEY FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 111639 · CA · Approved
- THE ROXBOROUGH GROUP, LLCRegistered Investment Advisers · CRD # 310949 · CA · Approved
- THE SOCIAL+CAPITAL PARTNERSHIP LLCExempt Reporting Advisers · CRD # 304525 · CA · ERA - Active
- THE SPACE BETWEEN MGMT LLCExempt Reporting Advisers · CRD # 330301 · CA · ERA - Active
- THE WEALTH COLLABORATIVE, INC.Registered Investment Advisers · CRD # 142618 · CA · Approved
- THE WEALTHGARDEN F.S. LLCRegistered Investment Advisers · CRD # 311927 · CA · Approved
- THE WEIL COMPANYRegistered Investment Advisers · CRD # 22090 · CA · Approved
- THEORY VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326119 · CA · ERA - Active
- THIEL BIO, L.L.C.Exempt Reporting Advisers · CRD # 324760 · CA · ERA - Active
- THIELEN CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 169139 · CA · Approved
- THINK INVESTMENTS LPRegistered Investment Advisers · CRD # 169347 · CA · Approved
- THINK+ VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 318340 · CA · ERA - Active
- THIRD MOMENT CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 343239 · CA · ERA - Active
- THOMPSON HUTTON, LLCExempt Reporting Advisers · CRD # 309442 · CA · ERA - Active
- THOROFARE, LLCRegistered Investment Advisers · CRD # 171293 · CA · Approved
- THREE ARCH WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 333733 · CA · Approved
- THREE BRIDGE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 150460 · CA · Approved
- THREE LIONS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 316943 · CA · ERA - Active
- THREE OAKS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171082 · CA · Approved
- THREE-SIXTY HEALTH VENTURE PARTNERS, LLCExempt Reporting Advisers · CRD # 297546 · CA · ERA - Active
- THRESHOLD MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305977 · CA · ERA - Active
- THRESHOLD VENTURES I MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 326413 · CA · ERA - Active
- THRESHOLD VENTURES II MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 326501 · CA · ERA - Active
- THRYVE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 335920 · CA · Approved
- THVC, LLCExempt Reporting Advisers · CRD # 313697 · CA · ERA - Active
- TICINO WEALTH LLCRegistered Investment Advisers · CRD # 335808 · CA · Approved
- TIDE ROCK LEVERAGECO MANAGER, LLCRegistered Investment Advisers · CRD # 342458 · CA · 120-Day Approval
- TIDECREST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332422 · CA · Approved
- TIDEMARK MANAGEMENT COMPANY LPRegistered Investment Advisers · CRD # 313541 · CA · Approved
- TIDEMARK, LLCRegistered Investment Advisers · CRD # 327611 · CA · Approved
- TIDWELL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 309109 · CA · Approved
- TIEMANN INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 125360 · CA · Approved
- TILLER PARTNERS, LLCRegistered Investment Advisers · CRD # 170429 · CA · Approved
- TIME BIO MANAGEMENT, LLCExempt Reporting Advisers · CRD # 311513 · CA · ERA - Active
- TIPPET VENTURE PARTNERS (GP), LLCExempt Reporting Advisers · CRD # 173543 · CA · ERA - Active
- TME FINANCIAL, INC.Registered Investment Advisers · CRD # 322851 · CA · Approved
- TOBA CAPITAL FUND I SERIES, A SERIES OF TOBA CAPITAL LLCExempt Reporting Advisers · CRD # 169815 · CA · ERA - Active
- TOBA CAPITAL FUND II SERIES, A SERIES OF TOBA CAPITAL LLCExempt Reporting Advisers · CRD # 169803 · CA · ERA - Active
- TOP TIER CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 144546 · CA · Approved
- TOPEL & DISTASI WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285538 · CA · Approved
- TOPTURN CAPITAL, LLCRegistered Investment Advisers · CRD # 151464 · CA · Approved
- TORCH KEY ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341509 · CA · ERA - Active
- TORONADO PARTNERS LLCRegistered Investment Advisers · CRD # 283612 · CA · Approved