Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- TRANQUILLI FINANCIAL ADVISOR, LLCRegistered Investment Advisers · CRD # 298056 · NJ · Approved
- TRANSAMERICA ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 107376 · CO · Approved
- TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 16164 · PA · Approved
- TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 107319 · IA · Approved
- TRANSATLANTIQUE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 169820 · NY · Approved
- TRANSCE3ND LLCRegistered Investment Advisers · CRD # 317745 · TX · Approved
- TRANSCEND ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 311746 · WI · Approved
- TRANSCEND CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 299723 · NJ · Approved
- TRANSCENDENT CAPITAL GROUP LLCRegistered Investment Advisers · CRD # 316872 · OK · Approved
- TRANSGLOBAL ADVISORY, LLCRegistered Investment Advisers · CRD # 168709 · CA · Approved
- TRANSITION EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 324358 · IL · Approved
- TRANSITION FINANCIAL ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 116089 · Approved
- TRANSOM CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 170459 · CA · Approved
- TRANSPARENT WEALTH CONSULTING LLCRegistered Investment Advisers · CRD # 283193 · NY · Approved
- TRANSPOSE PLATFORM MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287674 · TX · Approved
- TRANSWESTERN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159520 · TX · Approved
- TRAPHAGEN INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 107764 · NJ · Approved
- TRAUB CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136851 · MA · Approved
- TRAVEKA WEALTH, LLCRegistered Investment Advisers · CRD # 328421 · CA · Approved
- TRAVER FINANCIAL CONSULTING NETWORK PARegistered Investment Advisers · CRD # 139459 · FL · Approved
- TRAYNOR CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 138881 · PA · Approved
- TRB WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 309370 · TX · Approved
- TREASURE COAST FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 166684 · FL · Approved
- TREASURE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 309258 · AZ · Approved
- TREBUCHET CONSULTING, LLCRegistered Investment Advisers · CRD # 166645 · PA · Approved
- TRED AVON FAMILY WEALTH, LLCRegistered Investment Advisers · CRD # 174115 · MD · Approved
- TREE LINE ADVISORS (HONG KONG) LTDRegistered Investment Advisers · CRD # 140648 · Approved
- TREE LINE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 173784 · CA · Approved
- TREETOP WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155013 · IL · Approved
- TREEVIEW CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 334591 · Approved
- TREIBERG WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 284140 · AZ · Approved
- TREK FINANCIAL, LLCRegistered Investment Advisers · CRD # 109376 · AZ · Approved
- TRELLIS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 154861 · CA · Approved
- TRELLUS MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 137537 · FL · Approved
- TREMBLANT ADVISORS LPRegistered Investment Advisers · CRD # 330605 · FL · Approved
- TREMBLANT CAPITAL LPRegistered Investment Advisers · CRD # 138743 · FL · Approved
- TREMONT REALTY CAPITAL LLCRegistered Investment Advisers · CRD # 283569 · MA · Approved
- TREND TRADE PRO, LLCRegistered Investment Advisers · CRD # 328383 · CA · Approved
- TREO ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164982 · NY · Approved
- TREVIAN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174412 · Approved
- TREVILLE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 290314 · NY · Approved
- TREXQUANT INVESTMENT LPRegistered Investment Advisers · CRD # 170476 · CT · Approved
- TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 286614 · Approved
- TRG CAPITAL MANAGEMENT INCORPORATEDRegistered Investment Advisers · CRD # 146674 · NC · Approved
- TRG INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 315629 · CO · Approved
- TRG MANAGEMENT LPRegistered Investment Advisers · CRD # 138083 · NY · Approved
- TRGP INVESTMENT PARTNERS, LPRegistered Investment Advisers · CRD # 305563 · CT · Approved
- TRI LOCUM PARTNERS LPRegistered Investment Advisers · CRD # 309678 · NY · Approved
- TRI-AD CAPITAL MANAGEMENT I, LLCRegistered Investment Advisers · CRD # 324364 · CA · Approved
- TRIAD INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146786 · CA · Approved