Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- S.C. THOMAS & ASSOCIATES, CPA, LLCRegistered Investment Advisers · CRD # 121666 · OH · Approved
- SAAS CAPITAL, LLCRegistered Investment Advisers · CRD # 298213 · OH · Approved
- SABRE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 288889 · OH · Approved
- SAFE HARBOR WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 284613 · OH · Approved
- SCHEAR INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 146401 · OH · Approved
- SCHEELER FINANCIAL LLCRegistered Investment Advisers · CRD # 342671 · OH · 120-Day Approval
- SCHMITT WEALTH ADVISERS, CORP.Registered Investment Advisers · CRD # 174958 · OH · Approved
- SCHULHOFF & CO INCRegistered Investment Advisers · CRD # 105264 · OH · Approved
- SCOFIELD & COMPANY, LLCRegistered Investment Advisers · CRD # 105589 · OH · Approved
- SENIORS HOUSING FUND MANAGER LLCRegistered Investment Advisers · CRD # 334006 · OH · Approved
- SEQUOIA FINANCIAL ADVISORS, L.L.C.Registered Investment Advisers · CRD # 117756 · OH · Approved
- SEVEN HILLS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 175280 · OH · Approved
- SHAFFER CAPITAL ADVISERS, LLCRegistered Investment Advisers · CRD # 150106 · OH · Approved
- SHAKER INVESTMENTS, L.L.C.Registered Investment Advisers · CRD # 119135 · OH · Approved
- SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 312695 · OH · Approved
- SHUTTLEWORTH & COMPANYRegistered Investment Advisers · CRD # 121382 · OH · Approved
- SIGNAL TREE FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 311871 · OH · Approved
- SIGNATURE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 327455 · OH · Approved
- SIMS INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 169491 · OH · Approved
- SJS INVESTMENT CONSULTING INCRegistered Investment Advisers · CRD # 107219 · OH · Approved
- SKA FINANCIAL SERVICES,INC.Registered Investment Advisers · CRD # 107348 · OH · Approved
- SOUDERS FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 296780 · OH · Approved
- SPRENG CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 119902 · OH · Approved
- ST. CLAIR ADVISORS, LLCRegistered Investment Advisers · CRD # 155064 · OH · Approved
- STAN EVANS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 164320 · OH · Approved
- STRATEGENCE CAPITAL LLCRegistered Investment Advisers · CRD # 343488 · OH · 120-Day Approval
- STRATEGIC PLANNING, INC.Registered Investment Advisers · CRD # 139648 · OH · Approved
- STRATEGIC VALUE BANK PARTNERS LLCRegistered Investment Advisers · CRD # 282228 · OH · Approved
- STRATEGIC WEALTH PARTNERS, LTD.Registered Investment Advisers · CRD # 148586 · OH · Approved
- STRATOS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 283850 · OH · Approved
- STRATOS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 283816 · OH · Approved
- STRATOS WEALTH PARTNERS, LTDRegistered Investment Advisers · CRD # 153184 · OH · Approved
- STRONG INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289309 · OH · Approved
- STRUCTURED WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 146611 · OH · Approved
- SUMMIT FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 145007 · OH · Approved
- SUMMIT FINANCIAL STRATEGIES INCRegistered Investment Advisers · CRD # 110112 · OH · Approved
- SUMMIT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 226722 · OH · Approved
- SWISHER FINANCIAL CONCEPTS, INC.Registered Investment Advisers · CRD # 121384 · OH · Approved
- SWP INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 331314 · OH · Approved
- SWS PARTNERS, LLCRegistered Investment Advisers · CRD # 281838 · OH · Approved
- SYMPHONY FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 125058 · OH · Approved