Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- S. MUOIO & CO. LLCRegistered Investment Advisers · CRD # 155549 · NY · Approved
- S. WILLIAMS CAPITAL, LLCRegistered Investment Advisers · CRD # 173204 · NY · Approved
- S.E.E.D. PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 188521 · NY · Approved
- S3 CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 322956 · NY · Approved
- SA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 335680 · NY · Approved
- SABA CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 154362 · NY · Approved
- SABA LT, LPRegistered Investment Advisers · CRD # 334114 · NY · Approved
- SACHEM HEAD CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 167173 · NY · Approved
- SADDLE POINT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 329856 · NY · Approved
- SADDLEROCK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 330801 · NY · Approved
- SAFANAD INC.Registered Investment Advisers · CRD # 170969 · NY · Approved
- SAFE HARBOR ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 124787 · NY · Approved
- SAFRAN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 152161 · NY · Approved
- SAG HARBOR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161490 · NY · Approved
- SAGARD HOLDINGS MANAGER (US) LLCRegistered Investment Advisers · CRD # 322374 · NY · Approved
- SAGE ADVISORS, LLCRegistered Investment Advisers · CRD # 148964 · NY · Approved
- SAGE HILL ADVISORY AND MANAGEMENT LLCRegistered Investment Advisers · CRD # 149365 · NY · Approved
- SAGE INVESTMENT ADVISERS LLCRegistered Investment Advisers · CRD # 304559 · NY · Approved
- SAGE TREE WEALTH, INC.Registered Investment Advisers · CRD # 298951 · NY · Approved
- SAGE, RUTTY & CO., INC.Registered Investment Advisers · CRD # 3254 · NY · Approved
- SAGEHALL MANAGEMENT LPRegistered Investment Advisers · CRD # 314770 · NY · Approved
- SAGEWIND CAPITAL LLCRegistered Investment Advisers · CRD # 288855 · NY · Approved
- SAGEWOOD ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 281548 · NY · Approved
- SAGEWOOD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339800 · NY · Approved
- SALUDA GRADE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 304725 · NY · Approved
- SAMALIN INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 142214 · NY · Approved
- SAMJO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 326808 · NY · Approved
- SAMLYN CAPITAL, LLCRegistered Investment Advisers · CRD # 158296 · NY · Approved
- SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.Registered Investment Advisers · CRD # 133827 · NY · Approved
- SANDERSON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118910 · NY · Approved
- SANDGLASS CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 299418 · NY · Approved
- SANDHILL CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 129800 · NY · Approved
- SANDLER CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 109856 · NY · Approved
- SANDTON CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 160364 · NY · Approved
- SAPERSTON LEGACY ADVISORS, INC.Registered Investment Advisers · CRD # 105849 · NY · Approved
- SARATOGA INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 153060 · NY · Approved
- SARATOGA MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 161822 · NY · Approved
- SARAZA MANAGEMENT LPRegistered Investment Advisers · CRD # 317572 · NY · Approved
- SATOVSKY ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 143519 · NY · Approved
- SAUBERAN & COMPANY, LLCRegistered Investment Advisers · CRD # 106317 · NY · Approved
- SAVANNA INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 158770 · NY · Approved
- SAVLAN WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343698 · NY · 120-Day Approval
- SAVVY ADVISORS, INC.Registered Investment Advisers · CRD # 318493 · NY · Approved
- SAVVY LABS INCRegistered Investment Advisers · CRD # 322453 · NY · Approved
- SAW MILL CAPITAL L.L.C.Registered Investment Advisers · CRD # 156472 · NY · Approved
- SAXON WOODS ADVISORS LLCRegistered Investment Advisers · CRD # 109686 · NY · Approved
- SAYBROOK CAPITAL CORPRegistered Investment Advisers · CRD # 107679 · NY · Approved
- SC MANAGEMENT LLCRegistered Investment Advisers · CRD # 311359 · NY · Approved
- SCALEBUILDER, LLCRegistered Investment Advisers · CRD # 313276 · NY · Approved
- SCHAFER CULLEN CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105799 · NY · Approved