Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SANDBOX FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 297858 · MD · Approved
- SARGENT INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 297499 · MD · Approved
- SAVANO DIRECT CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 174066 · MD · Approved
- SC&H FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 120666 · MD · Approved
- SCARBOROUGH ADVISORS, LLCRegistered Investment Advisers · CRD # 169517 · MD · Approved
- SCHAEFFER FINANCIAL LLCRegistered Investment Advisers · CRD # 133697 · MD · Approved
- SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 120896 · MD · Approved
- SFG WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285785 · MD · Approved
- SHAKER FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 121534 · MD · Approved
- SHERMAN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 281093 · MD · Approved
- SNYDER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 290450 · MD · Approved
- SOAPSTONE MANAGEMENT L.P.Registered Investment Advisers · CRD # 162936 · MD · Approved
- STANDARD PARTNERS LLCRegistered Investment Advisers · CRD # 167956 · MD · Approved
- SUISSA PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 342601 · MD · 120-Day Approval