Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- RCS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 291678 · MD · Approved
- REALTERM TRANSPORTATION LLCRegistered Investment Advisers · CRD # 322689 · MD · Approved
- RED OAK FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 166912 · MD · Approved
- RETIREMENT MANAGEMENT SYSTEMS, INC.Registered Investment Advisers · CRD # 150351 · MD · Approved
- REUTEMANN FINANCIAL SOLUTIONS, INC.Registered Investment Advisers · CRD # 153247 · MD · Approved
- RISK MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 122366 · MD · Approved
- RLJ EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 162006 · MD · Approved
- ROCK SPRINGS CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 168648 · MD · Approved
- ROTUNDA CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 290282 · MD · Approved