Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PACIFIC FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 105203 · TN · Approved
- PACIFIC FINANCIAL GROUP,LLCRegistered Investment Advisers · CRD # 143041 · TN · Approved
- PATRIOT INVESTMENT MANAGEMENT GROUP INCRegistered Investment Advisers · CRD # 112155 · TN · Approved
- PATTEN AND PATTEN, INC.Registered Investment Advisers · CRD # 105414 · TN · Approved
- PATTON ALBERTSON MILLER GROUP, LLCRegistered Investment Advisers · CRD # 281558 · TN · Approved
- PAUL WINKLER, INC.Registered Investment Advisers · CRD # 119342 · TN · Approved
- PHAROS CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 158849 · TN · Approved
- PLANROCK INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304803 · TN · Approved
- POINTER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156810 · TN · Approved
- POPE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 113584 · TN · Approved
- PRESERVER PARTNERS LLCRegistered Investment Advisers · CRD # 152356 · TN · Approved
- PRIVATE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 120823 · TN · Approved
- PROFFITT & GOODSON INC.Registered Investment Advisers · CRD # 105278 · TN · Approved
- PRONVEST, LLC DBA FUTURE CAPITALRegistered Investment Advisers · CRD # 119081 · TN · Approved
- PROVIDENCE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 144902 · TN · Approved
- PROVIDENT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130417 · TN · Approved
- PYA WALTMAN CAPITAL, LLCRegistered Investment Advisers · CRD # 137283 · TN · Approved