Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PACE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 318359 · OR · Approved
- PACIFIC COAST INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 137963 · OR · Approved
- PACIFIC RIDGE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 152154 · OR · Approved
- PANORAMIC CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 331349 · OR · Approved
- PEARL WEALTH LLCRegistered Investment Advisers · CRD # 299508 · OR · Approved
- PEREGRINE ASSET ADVISERS, INC.Registered Investment Advisers · CRD # 115738 · OR · Approved
- PFG INVESTMENTS, LLCRegistered Investment Advisers · CRD # 289256 · OR · Approved
- PHILLIPS AND COMPANY ADVISORS LLCRegistered Investment Advisers · CRD # 167214 · OR · Approved
- PHYSICIAN FAMILY FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 138433 · OR · Approved
- PINNACLE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 117517 · OR · Approved
- PORTLAND PRIVATE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 171321 · OR · Approved
- PREISZ ASSOCIATES, INC.Registered Investment Advisers · CRD # 144469 · OR · Approved
- PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 323146 · OR · Approved
- PROGRESSIVE INVESTMENT MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 107777 · OR · Approved