Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PACE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 305085 · NY · ERA - Active
- PACIFIC BUSINESS SCHOOL LTDExempt Reporting Advisers · CRD # 339618 · NY · ERA - Active
- PALISADES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283376 · NY · ERA - Active
- PAMALICAN ASSET MANAGEMENT US LLCExempt Reporting Advisers · CRD # 335597 · NY · ERA - Active
- PARATAXIS LABS MANAGEMENT LLCExempt Reporting Advisers · CRD # 337801 · NY · ERA - Active
- PARKWAY FOUNDERS 2 LLCExempt Reporting Advisers · CRD # 320938 · NY · ERA - Active
- PATAGON MARKETS LLCExempt Reporting Advisers · CRD # 338284 · NY · ERA - Active
- PEAKSPAN CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 281148 · NY · ERA - Active
- PELHAM S2K MANAGERS, LLCExempt Reporting Advisers · CRD # 282948 · NY · ERA - Active
- PERCENT FUND ADVISORS, LLCExempt Reporting Advisers · CRD # 342432 · NY · ERA - Active
- PHARSALUS CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335251 · NY · ERA - Active
- PHOENIX INVESTMENT ADVISER LLCExempt Reporting Advisers · CRD # 138717 · NY · ERA - Active
- PHOSPHORUS WEALTH ADVISORS INCExempt Reporting Advisers · CRD # 333707 · NY · ERA - Active
- PICKEREL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336645 · NY · ERA - Active
- PIERPOINT CAPITAL LLCExempt Reporting Advisers · CRD # 289927 · NY · ERA - Active
- PINNACLE HILL PARTNERS LPExempt Reporting Advisers · CRD # 334215 · NY · ERA - Active
- PIVOT INVESTMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 322708 · NY · ERA - Active
- PLANETEER CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 325008 · NY · ERA - Active
- PLUIT CAPITAL SERVICES, LLCExempt Reporting Advisers · CRD # 342296 · NY · ERA - Active
- PLUM ALLEY MANAGEMENT LLCExempt Reporting Advisers · CRD # 299651 · NY · ERA - Active
- POLYINVEST GROUP LLCExempt Reporting Advisers · CRD # 341261 · NY · ERA - Active
- PORTRAIT CAPITAL, LLCExempt Reporting Advisers · CRD # 323722 · NY · ERA - Active
- PRANA REAL ESTATE FINANCE LLCExempt Reporting Advisers · CRD # 165365 · NY · ERA - Active
- PRIMARY VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161884 · NY · ERA - Active
- PRIME RADIANT MANAGEMENT LLCExempt Reporting Advisers · CRD # 343706 · NY · ERA - Active
- PRIMETIME PARTNERS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 310695 · NY · ERA - Active
- PROSPECT STREET HOLDINGS, LLCExempt Reporting Advisers · CRD # 332072 · NY · ERA - Active
- PROSPERITY ADVISORS LLCExempt Reporting Advisers · CRD # 331280 · NY · ERA - Active
- PRSPCTV CAPITAL LLCExempt Reporting Advisers · CRD # 315814 · NY · ERA - Active
- PRUDENCE HOLDINGS MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 331317 · NY · ERA - Active
- PRUDENTIAL CAPITAL GROUP INC.Exempt Reporting Advisers · CRD # 337894 · NY · ERA - Active