Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PALUS ADVISORY LLCRegistered Investment Advisers · CRD # 343036 · NY · 120-Day Approval
- PEAK NINE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 343681 · FL · 120-Day Approval
- PELORUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342820 · CA · 120-Day Approval
- PERSONAL WEALTH STRATEGIES LLCRegistered Investment Advisers · CRD # 344140 · NJ · 120-Day Approval
- PESCI WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 343428 · UT · 120-Day Approval
- PFS SIGNATURE WEALTH LLCRegistered Investment Advisers · CRD # 342913 · FL · 120-Day Approval
- PILOTAI WEALTH LLCRegistered Investment Advisers · CRD # 337297 · FL · 120-Day Approval
- PMC WEALTH, LLCRegistered Investment Advisers · CRD # 332215 · NY · 120-Day Approval
- POINT ONE PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 339679 · 120-Day Approval
- POLOIDAL CAPITAL 9D ADVISORS LLCRegistered Investment Advisers · CRD # 343053 · FL · 120-Day Approval
- PORTFOLIO POINT OF VIEW LLCRegistered Investment Advisers · CRD # 342386 · CA · 120-Day Approval
- PRELUDE INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 339161 · CA · 120-Day Approval
- PROFESSIONAL PLANNING & WEALTH, LLCRegistered Investment Advisers · CRD # 342089 · SC · 120-Day Approval
- PUBLIC SAFETY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 342737 · TX · 120-Day Approval