Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PALMER SQUARE BDC ADVISOR LLCRegistered Investment Advisers · CRD # 306742 · KS · Approved
- PALMER SQUARE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 155697 · KS · Approved
- PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 310321 · KS · Approved
- PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLCRegistered Investment Advisers · CRD # 324817 · KS · Approved
- PARAGON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108168 · KS · Approved
- PATHWAY FINANCIAL SOLUTIONS, INC.Registered Investment Advisers · CRD # 340594 · KS · Approved
- PCG WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 290977 · KS · Approved
- PHD CONSULTING LLCRegistered Investment Advisers · CRD # 304989 · KS · Approved
- PINION INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 114556 · KS · Approved
- POSTROCK PARTNERS LLCRegistered Investment Advisers · CRD # 328865 · KS · Approved
- PRAIRIE ADVISORY, LLCRegistered Investment Advisers · CRD # 339211 · KS · Approved
- PREVAIL INNOVATIVE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 288641 · KS · Approved
- PRIME CAPITAL INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 288712 · KS · Approved
- PROACTIVE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 297791 · KS · Approved
- PROVIDENCE FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 124839 · KS · Approved