Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- OAK BARREL WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 333693 · VA · Approved
- OCTAGON FINANCE LLCRegistered Investment Advisers · CRD # 289850 · VA · Approved
- OCTOBER EFFECT LTD.Registered Investment Advisers · CRD # 281369 · VA · Approved
- OKEANOS VENTURE MANAGEMENT LLCExempt Reporting Advisers · CRD # 327935 · VA · ERA - Active
- OLIO FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 282355 · VA · Approved
- OMEGA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 132580 · VA · Approved
- OPULEN FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 173963 · VA · Approved
- OXFORD CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 118359 · VA · Approved
- OXFORD FINANCE ADVISORS, LLCRegistered Investment Advisers · CRD # 304433 · VA · Approved