Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- O'BOYLE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 292849 · CA · Approved
- O'BRIEN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284057 · CA · Approved
- O'CONNOR WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 152316 · CA · Approved
- O'DONNELL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 172520 · CA · Approved
- O'NEIL GLOBAL ADVISORS, INC.Registered Investment Advisers · CRD # 308150 · CA · Approved
- OAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287856 · CA · Approved
- OAKHURST ADVISORS, LLCRegistered Investment Advisers · CRD # 282057 · CA · Approved
- OAKMONT CORPORATIONRegistered Investment Advisers · CRD # 112337 · CA · Approved
- OAKTREE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 106793 · CA · Approved
- OAKTREE FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 290193 · CA · Approved
- OBVIOUS MANAGEMENT SERVICES LLCExempt Reporting Advisers · CRD # 173187 · CA · ERA - Active
- OC CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 335522 · CA · ERA - Active
- OCCIDENTAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168650 · CA · Approved
- OCEAN AVENUE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 160122 · CA · Approved
- OCEAN PARK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145634 · CA · Approved
- OCEAN PATH ADVISORS, LLCRegistered Investment Advisers · CRD # 338933 · CA · Approved
- OCEANIQ CAPITAL, LLCRegistered Investment Advisers · CRD # 168062 · CA · Approved
- OCTAHEDRON CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 309209 · CA · Approved
- OCV MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291680 · CA · ERA - Active
- OCVC, LLCExempt Reporting Advisers · CRD # 289991 · CA · ERA - Active
- ODER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134506 · CA · Approved
- OFFLINE VENTURES, LLCExempt Reporting Advisers · CRD # 310724 · CA · ERA - Active
- OGBORNE CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 165833 · CA · Approved
- OHANA ADVISORS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158515 · CA · Approved
- OKAPI CAPITAL, LLCExempt Reporting Advisers · CRD # 310176 · CA · ERA - Active
- OKAPI VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 161098 · CA · ERA - Active
- OLD WEST INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148343 · CA · Approved
- OLIVE PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 335855 · CA · Approved
- OLIVE STREET CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 300115 · CA · Approved
- OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289384 · CA · Approved
- OLIVEIRA WEALTH, LLCRegistered Investment Advisers · CRD # 315326 · CA · Approved
- OLSEM ASSET MANAGEMENT INCExempt Reporting Advisers · CRD # 339947 · CA · ERA - Active
- OMEGA FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 164147 · CA · Approved
- OMEGA VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 313339 · CA · ERA - Active
- OMNICAP GROUP LLCRegistered Investment Advisers · CRD # 133387 · CA · Approved
- OMNIQUEST CAPITAL, LLCExempt Reporting Advisers · CRD # 124393 · CA · ERA - Active
- ON-CHAIN SYSTEMATIC TRADING, INC.Exempt Reporting Advisers · CRD # 334539 · CA · ERA - Active
- ONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114861 · CA · Approved
- ONE DEGREE ADVISORS, INC.Registered Investment Advisers · CRD # 170392 · CA · Approved
- ONE FIN CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 283490 · CA · Approved
- ONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170910 · CA · Approved
- ONEPRIME CAPITAL LLCRegistered Investment Advisers · CRD # 299697 · CA · Approved
- ONETEAM VENTURES ADVISOR, LLCExempt Reporting Advisers · CRD # 342761 · CA · ERA - Active
- ONWARD ADVISORS LLCRegistered Investment Advisers · CRD # 316214 · CA · Approved
- OPEN DOOR INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 159123 · CA · Approved
- OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLCExempt Reporting Advisers · CRD # 332362 · CA · ERA - Active
- OPENAI STARTUP FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 318221 · CA · ERA - Active
- OPERATOR COLLECTIVE MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 304960 · CA · ERA - Active
- OPTIMIZE FINANCIAL INC.Registered Investment Advisers · CRD # 315963 · CA · Approved
- OPTIVEST, INC.Registered Investment Advisers · CRD # 137070 · CA · Approved