Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- OAK HARVEST INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 173293 · TX · Approved
- OAKSTREET WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 288723 · TX · Approved
- OAKWELL PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162096 · TX · Approved
- OASIS CAPITAL PARTNERS (TEXAS) INC.Registered Investment Advisers · CRD # 171703 · TX · Approved
- OGAM, LPRegistered Investment Advisers · CRD # 287919 · TX · Approved
- OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLCRegistered Investment Advisers · CRD # 323024 · TX · Approved
- OLD HICKORY PARTNERS MANAGEMENT, LPRegistered Investment Advisers · CRD # 316961 · TX · Approved
- ONE WAY HOLDINGS LLCRegistered Investment Advisers · CRD # 315934 · TX · Approved
- OPENAIR FINANCIAL, LLCRegistered Investment Advisers · CRD # 300362 · TX · Approved
- OPTAS, LLCRegistered Investment Advisers · CRD # 299965 · TX · Approved
- OPTIMA ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 106095 · TX · Approved
- OPTIMUM QUANTVEST CORPORATIONRegistered Investment Advisers · CRD # 301469 · TX · Approved
- OPTIMUS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 147500 · TX · Approved
- ORCHID ADVISORY, LLCRegistered Investment Advisers · CRD # 327750 · TX · Approved
- OREI ADVISORS LPRegistered Investment Advisers · CRD # 284241 · TX · Approved
- ORMONDE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313328 · TX · Approved
- ORSER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 144847 · TX · Approved
- OUTFITTER ENERGY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286213 · TX · Approved
- OUTLOOK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 291465 · TX · Approved
- OUTRUNNER CAPITAL, LLCRegistered Investment Advisers · CRD # 331377 · TX · Approved
- OWNER RESOURCE GROUP, LLCRegistered Investment Advisers · CRD # 164028 · TX · Approved
- OXBOW ADVISORS, LLCRegistered Investment Advisers · CRD # 156393 · TX · Approved