Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- O'BOYLE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 292849 · CA · Approved
- O'BRIEN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284057 · CA · Approved
- O'CONNOR WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 152316 · CA · Approved
- O'DONNELL FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 172520 · CA · Approved
- O'NEIL GLOBAL ADVISORS, INC.Registered Investment Advisers · CRD # 308150 · CA · Approved
- OAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287856 · CA · Approved
- OAKHURST ADVISORS, LLCRegistered Investment Advisers · CRD # 282057 · CA · Approved
- OAKMONT CORPORATIONRegistered Investment Advisers · CRD # 112337 · CA · Approved
- OAKTREE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 106793 · CA · Approved
- OAKTREE FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 290193 · CA · Approved
- OCCIDENTAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168650 · CA · Approved
- OCEAN AVENUE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 160122 · CA · Approved
- OCEAN PARK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145634 · CA · Approved
- OCEAN PATH ADVISORS, LLCRegistered Investment Advisers · CRD # 338933 · CA · Approved
- OCEANIQ CAPITAL, LLCRegistered Investment Advisers · CRD # 168062 · CA · Approved
- OCTAHEDRON CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 309209 · CA · Approved
- ODER INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134506 · CA · Approved
- OGBORNE CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 165833 · CA · Approved
- OHANA ADVISORS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158515 · CA · Approved
- OLD WEST INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148343 · CA · Approved
- OLIVE PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 335855 · CA · Approved
- OLIVE STREET CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 300115 · CA · Approved
- OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289384 · CA · Approved
- OLIVEIRA WEALTH, LLCRegistered Investment Advisers · CRD # 315326 · CA · Approved
- OMEGA FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 164147 · CA · Approved
- OMNICAP GROUP LLCRegistered Investment Advisers · CRD # 133387 · CA · Approved
- ONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114861 · CA · Approved
- ONE DEGREE ADVISORS, INC.Registered Investment Advisers · CRD # 170392 · CA · Approved
- ONE FIN CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 283490 · CA · Approved
- ONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170910 · CA · Approved
- ONEPRIME CAPITAL LLCRegistered Investment Advisers · CRD # 299697 · CA · Approved
- ONWARD ADVISORS LLCRegistered Investment Advisers · CRD # 316214 · CA · Approved
- OPEN DOOR INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 159123 · CA · Approved
- OPTIMIZE FINANCIAL INC.Registered Investment Advisers · CRD # 315963 · CA · Approved
- OPTIVEST, INC.Registered Investment Advisers · CRD # 137070 · CA · Approved
- OPUS PRIVATE WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 171317 · CA · Approved
- ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.Registered Investment Advisers · CRD # 158511 · CA · Approved
- ORCHARD CITY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 292274 · CA · Approved
- ORIN GREEN FINANCIAL, LLCRegistered Investment Advisers · CRD # 285670 · CA · Approved
- ORION CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 119428 · CA · Approved
- ORRELL CAPITAL MANAGMENT, INC.Registered Investment Advisers · CRD # 112487 · CA · Approved
- ORSO PARTNERS, LPRegistered Investment Advisers · CRD # 304196 · CA · Approved
- OSBORNE PARTNERS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108100 · CA · Approved
- OSTERWEIS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105421 · CA · Approved
- OSTERWEIS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109580 · CA · Approved
- OSTROFE FINANCIAL CONSULTANTS INCRegistered Investment Advisers · CRD # 110064 · CA · Approved
- OUR WEALTH GUIDES, INC.Registered Investment Advisers · CRD # 296866 · CA · Approved
- OWL VENTURES, LLCRegistered Investment Advisers · CRD # 172513 · CA · Approved
- OXLEY, HARRY KEIRRegistered Investment Advisers · CRD # 136373 · CA · Approved