Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OSTERWEIS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105421 · CA · Approved
- OSTERWEIS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109580 · CA · Approved
- OSTROFE FINANCIAL CONSULTANTS INCRegistered Investment Advisers · CRD # 110064 · CA · Approved
- OT ADVISORS LLCRegistered Investment Advisers · CRD # 328812 · FL · Approved
- OT FINANCIAL, LLCRegistered Investment Advisers · CRD # 170738 · OH · Approved
- OT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284192 · MA · Approved
- OTG ASSET MANAGEMENT, LTD.Registered Investment Advisers · CRD # 309729 · Approved
- OTRO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327232 · NY · Approved
- OTTAWA AVENUE PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 282516 · MI · Approved
- OTTO & ASSOCIATES, INC.Registered Investment Advisers · CRD # 109493 · VT · Approved
- OTUS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 284879 · Approved
- OUELLETTE WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 289242 · MA · Approved
- OUR WEALTH GUIDES, INC.Registered Investment Advisers · CRD # 296866 · CA · Approved
- OUTBOUND FINANCIAL, INC.Registered Investment Advisers · CRD # 287697 · CO · Approved
- OUTCOME DRIVEN STRATEGIES, LLCRegistered Investment Advisers · CRD # 311398 · MD · Approved
- OUTERLANDS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327602 · NY · Approved
- OUTFITTER ENERGY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286213 · TX · Approved
- OUTFITTERS FINANCIAL LLCRegistered Investment Advisers · CRD # 291413 · ME · Approved
- OUTLANDER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325268 · Approved
- OUTLOOK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 132339 · IL · Approved
- OUTLOOK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 291465 · TX · Approved
- OUTRUNNER CAPITAL, LLCRegistered Investment Advisers · CRD # 331377 · TX · Approved
- OUTWING, LLCRegistered Investment Advisers · CRD # 322444 · Approved
- OVATA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 316669 · Approved
- OVERBROOK MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 117884 · NY · Approved
- OVERLAND ADVISORS, LLCRegistered Investment Advisers · CRD # 325525 · NY · Approved
- OVERLAY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 324401 · GA · Approved
- OVERLOOK INVESTMENTS L.P.Registered Investment Advisers · CRD # 137931 · Approved
- OVERLOOK INVESTMENTS LIMITEDRegistered Investment Advisers · CRD # 137926 · Approved
- OVERSEAS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 318243 · Approved
- OVERWATCH CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 341636 · NY · 120-Day Approval
- OWEN LARUE, LLCRegistered Investment Advisers · CRD # 289436 · KY · Approved
- OWL CREEK ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 139371 · NY · Approved
- OWL CREEK WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 331850 · CO · Approved
- OWL VENTURES, LLCRegistered Investment Advisers · CRD # 172513 · CA · Approved
- OWLHOUSE CAPITAL LPRegistered Investment Advisers · CRD # 328210 · NY · Approved
- OWLS NEST PARTNERS IA, LLCRegistered Investment Advisers · CRD # 289811 · PA · Approved
- OWNER RESOURCE GROUP, LLCRegistered Investment Advisers · CRD # 164028 · TX · Approved
- OWNIT TECHNOLOGIES LLCRegistered Investment Advisers · CRD # 342965 · 120-Day Approval
- OXBOW ADVISORS, LLCRegistered Investment Advisers · CRD # 156393 · TX · Approved
- OXBOW HOLDINGS, INC.Registered Investment Advisers · CRD # 339061 · MA · 120-Day Approval
- OXENFREE CAPITAL LLCRegistered Investment Advisers · CRD # 327105 · FL · Approved
- OXFORD CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 118359 · VA · Approved
- OXFORD FINANCE ADVISORS, LLCRegistered Investment Advisers · CRD # 304433 · VA · Approved
- OXFORD FINANCIAL GROUP, LTD. LLCRegistered Investment Advisers · CRD # 105303 · IN · Approved
- OXFORD GATE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297061 · CT · Approved
- OXFORD HARRIMAN HOLDINGS ADV LLCRegistered Investment Advisers · CRD # 340313 · IN · 120-Day Approval
- OXFORD LANE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154380 · CT · Approved
- OXFORD PARK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 324383 · CT · Approved
- OXFORD PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 286017 · MD · Approved