Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ONDO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 325197 · CT · Approved
- ONE + ONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310906 · FL · Approved
- ONE ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 161614 · KS · Approved
- ONE BOW RIVER ADVISERS, LLC.Registered Investment Advisers · CRD # 333311 · CO · Approved
- ONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114861 · CA · Approved
- ONE DAY IN JULY LLCRegistered Investment Advisers · CRD # 284335 · VT · Approved
- ONE DEGREE ADVISORS, INC.Registered Investment Advisers · CRD # 170392 · CA · Approved
- ONE FIN CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 283490 · CA · Approved
- ONE INVESTMENT MANAGEMENT US LLCRegistered Investment Advisers · CRD # 323617 · NY · Approved
- ONE LIFE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 281792 · Approved
- ONE MADISON GROUP LLCRegistered Investment Advisers · CRD # 320876 · NY · Approved
- ONE OAK CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170339 · NY · Approved
- ONE OAK HOLDINGS LLCRegistered Investment Advisers · CRD # 334282 · Approved
- ONE QUEEN CAPITAL INC.Registered Investment Advisers · CRD # 315926 · Approved
- ONE RESOURCE GROUP WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 293819 · OH · Approved
- ONE RIVER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167835 · CT · Approved
- ONE ROCK CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 160972 · NY · Approved
- ONE STONE PARTNERS L.L.C.Registered Investment Advisers · CRD # 163742 · FL · Approved
- ONE WAY HOLDINGS LLCRegistered Investment Advisers · CRD # 315934 · TX · Approved
- ONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170910 · CA · Approved
- ONE WEALTH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 331395 · AZ · Approved
- ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 288030 · FL · Approved
- ONE WEALTH MAP, LLCRegistered Investment Advisers · CRD # 171750 · NV · Approved
- ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.Registered Investment Advisers · CRD # 150522 · NY · Approved
- ONE68 GLOBAL CAPITAL, LLCRegistered Investment Advisers · CRD # 284585 · NY · Approved
- ONE8ZERO8, LLCRegistered Investment Advisers · CRD # 332702 · NC · Approved
- ONEAMERICA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165929 · IN · Approved
- ONEAMERICA SECURITIES, INC.Registered Investment Advisers · CRD # 4173 · IN · Approved
- ONEASCENT CAPITAL LLCRegistered Investment Advisers · CRD # 323220 · AL · Approved
- ONEASCENT FAMILY OFFICE LLCRegistered Investment Advisers · CRD # 323305 · AL · Approved
- ONEASCENT FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 284549 · AL · Approved
- ONEASCENT INVESTMENT SOLUTIONS, LLCRegistered Investment Advisers · CRD # 285512 · AL · Approved
- ONEASCENT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 308057 · AL · Approved
- ONEDIGITAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 320608 · KS · Approved
- ONEDIGITAL INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 106766 · KS · Approved
- ONEPRIME CAPITAL LLCRegistered Investment Advisers · CRD # 299697 · CA · Approved
- ONEWELTH INCRegistered Investment Advisers · CRD # 325277 · NY · Approved
- ONEX CREDIT ADVISOR, LLCRegistered Investment Advisers · CRD # 330076 · NJ · Approved
- ONEX CREDIT PARTNERS, LLCRegistered Investment Advisers · CRD # 138941 · NJ · Approved
- ONEX PARTNERS MANAGER LPRegistered Investment Advisers · CRD # 160923 · Approved
- ONTRACK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 311374 · MI · Approved
- ONWARD ADVISORS LLCRegistered Investment Advisers · CRD # 316214 · CA · Approved
- ONYX BRIDGE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 306097 · NY · Approved
- ONYX FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 134881 · ID · Approved
- ONYXPOINT GLOBAL MANAGEMENT LPRegistered Investment Advisers · CRD # 288356 · NY · Approved
- OPAL ADVISORS, LLCRegistered Investment Advisers · CRD # 164014 · WA · Approved
- OPAL CAPITAL LLCRegistered Investment Advisers · CRD # 322755 · FL · Approved
- OPAL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 289759 · NY · Approved
- OPALEYE MANAGEMENT INC.Registered Investment Advisers · CRD # 124513 · MA · Approved
- OPEN DOOR INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 159123 · CA · Approved