Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OLD OAK FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 122500 · MI · Approved
- OLD ORCHARD CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 170641 · NY · Approved
- OLD PEAK FINANCE LLCRegistered Investment Advisers · CRD # 154804 · NC · Approved
- OLD PEAK LIMITEDRegistered Investment Advisers · CRD # 284472 · Approved
- OLD PORT ADVISORS, INCRegistered Investment Advisers · CRD # 108228 · ME · Approved
- OLD ROCK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 145748 · Approved
- OLD SLIP REGISTERED INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 297976 · NY · Approved
- OLD VINE CAPITAL, LLCRegistered Investment Advisers · CRD # 305172 · Approved
- OLD WEST INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148343 · CA · Approved
- OLDE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308991 · Approved
- OLDFIELD PARTNERS LLPRegistered Investment Advisers · CRD # 140556 · Approved
- OLDFIELD WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 332765 · ME · Approved
- OLIO FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 282355 · VA · Approved
- OLISTICO WEALTH, LLCRegistered Investment Advisers · CRD # 315028 · OK · Approved
- OLIVE BRANCH CAPITAL, LLCRegistered Investment Advisers · CRD # 302094 · Approved
- OLIVE PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 335855 · CA · Approved
- OLIVE STREET CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 300115 · CA · Approved
- OLIVE STREET INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 166710 · MO · Approved
- OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289384 · CA · Approved
- OLIVEIRA WEALTH, LLCRegistered Investment Advisers · CRD # 315326 · CA · Approved
- OLIVER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127606 · WA · Approved
- OLIVER LUXXE ASSETS LLCRegistered Investment Advisers · CRD # 169588 · NJ · Approved
- OLYMPIAD RESEARCH LPRegistered Investment Advisers · CRD # 304420 · CT · Approved
- OLYMPUS ADVISORS, LLCRegistered Investment Advisers · CRD # 160851 · CT · Approved
- OLYMPUS CAPITAL HOLDINGS ASIA LLCRegistered Investment Advisers · CRD # 157522 · NY · Approved
- OLYMPUS PEAK ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 299460 · Approved
- OLYMPUS PEAKS FINANCIAL, LLCRegistered Investment Advisers · CRD # 283040 · UT · Approved
- OM ADVISERS LPRegistered Investment Advisers · CRD # 309024 · NJ · Approved
- OMC FINANCIAL SERVICES LTDRegistered Investment Advisers · CRD # 110528 · NY · Approved
- OMEGA ADVISERS, LLC.Registered Investment Advisers · CRD # 291076 · Approved
- OMEGA CAPITAL MANAGEMENT,LLCRegistered Investment Advisers · CRD # 129167 · NJ · Approved
- OMEGA FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 164147 · CA · Approved
- OMEGA FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157753 · MA · Approved
- OMEGA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 132580 · VA · Approved
- OMEN ADVISORY, LLCRegistered Investment Advisers · CRD # 337532 · NY · Approved
- OMERS INFRASTRUCTURE US LIMITEDRegistered Investment Advisers · CRD # 170309 · NY · Approved
- OMICRON ADVISORS, LLCRegistered Investment Advisers · CRD # 165250 · PA · Approved
- OMNI 360 WEALTH, INC.Registered Investment Advisers · CRD # 124878 · NJ · Approved
- OMNI BRIDGEWAY MANAGEMENT (USA) LLCRegistered Investment Advisers · CRD # 298001 · NY · Approved
- OMNI FINANCIAL LLCRegistered Investment Advisers · CRD # 314670 · WI · Approved
- OMNIA FAMILY WEALTH, LLCRegistered Investment Advisers · CRD # 170909 · FL · Approved
- OMNICAP GROUP LLCRegistered Investment Advisers · CRD # 133387 · CA · Approved
- OMNISTAR FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 138515 · NC · Approved
- OMNITRUST WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 298025 · FL · Approved
- ON FIELD INVESTMENT RESEARCH LLPRegistered Investment Advisers · CRD # 297627 · Approved
- ON INVESTMENT MANAGEMENT CORegistered Investment Advisers · CRD # 105662 · OH · Approved
- ONCAP MANAGEMENT PARTNERS L.P.Registered Investment Advisers · CRD # 161167 · Approved
- ONCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 289714 · NY · Approved
- ONDO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 325197 · CT · Approved
- ONE + ONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310906 · FL · Approved