Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OPEN FIELD CAPITAL LLCRegistered Investment Advisers · CRD # 136313 · NY · Approved
- OPEN INVESTMENT MANAGEMENT LPExempt Reporting Advisers · CRD # 335678 · NY · ERA - Active
- OPENGATE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 213518 · NY · Approved
- OPPENHEIMER & CO. INC.Registered Investment Advisers · CRD # 249 · NY · Approved
- OPPENHEIMER + CLOSE, LLCRegistered Investment Advisers · CRD # 15168 · NY · Approved
- OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140485 · NY · Approved
- OPPENHEIMER ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 105559 · NY · Approved
- OPPENHEIMER INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 133243 · NY · Approved
- OPPVEST, LLCRegistered Investment Advisers · CRD # 296317 · NY · Approved
- OPTI CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 292742 · NY · Approved
- OPTIMA ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 299826 · NY · Approved
- OPTIMIST VENTURES LLCRegistered Investment Advisers · CRD # 337808 · NY · Approved
- OPTO INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316847 · NY · Approved
- OPTOS REAL ESTATE CREDIT, LLCRegistered Investment Advisers · CRD # 343298 · NY · 120-Day Approval
- OPUS INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 163262 · NY · Approved
- ORACLUM CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 338773 · NY · ERA - Active
- ORANGE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 107387 · NY · Approved
- ORANGE RIVER MANAGEMENT L.P.Exempt Reporting Advisers · CRD # 301043 · NY · ERA - Active
- ORANGEWOOD PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 282292 · NY · Approved
- ORBIMED ADVISORS LLCRegistered Investment Advisers · CRD # 118608 · NY · Approved
- ORIBEL CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 283118 · NY · Approved
- ORION RESOURCE PARTNERS (USA), LPRegistered Investment Advisers · CRD # 161327 · NY · Approved
- ORIX ADVISERS, LLCRegistered Investment Advisers · CRD # 307580 · NY · Approved
- ORKILA MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171242 · NY · Approved
- ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283384 · NY · ERA - Active
- ORTHOGONAL ASSET MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339493 · NY · ERA - Active
- OSPRAIE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305479 · NY · Approved
- OSPREY PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 331295 · NY · Approved
- OTRO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327232 · NY · Approved
- OUTERBRIDGE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 301126 · NY · ERA - Active
- OUTERLANDS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327602 · NY · Approved
- OVERBROOK MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 117884 · NY · Approved
- OVERLAND ADVISORS, LLCRegistered Investment Advisers · CRD # 325525 · NY · Approved
- OVERWATCH CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 341636 · NY · 120-Day Approval
- OWL CREEK ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 139371 · NY · Approved
- OWLHOUSE CAPITAL LPRegistered Investment Advisers · CRD # 328210 · NY · Approved
- OXLER PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 309684 · NY · Approved
- OXSHOTT CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 321956 · NY · ERA - Active