Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- OPUS CAPITAL GROUP LLCExempt Reporting Advisers · CRD # 160159 · CA · ERA - Active
- OPUS PRIVATE WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 171317 · CA · Approved
- ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.Registered Investment Advisers · CRD # 158511 · CA · Approved
- ORCHARD CITY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 292274 · CA · Approved
- ORIN GREEN FINANCIAL, LLCRegistered Investment Advisers · CRD # 285670 · CA · Approved
- ORION CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 119428 · CA · Approved
- ORIZA VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 282488 · CA · ERA - Active
- ORRELL CAPITAL MANAGMENT, INC.Registered Investment Advisers · CRD # 112487 · CA · Approved
- ORSO PARTNERS, LPRegistered Investment Advisers · CRD # 304196 · CA · Approved
- OS PARTNERS LLCExempt Reporting Advisers · CRD # 335318 · CA · ERA - Active
- OSBORNE PARTNERS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 108100 · CA · Approved
- OSMIUM PARTNERS, LLCExempt Reporting Advisers · CRD # 163789 · CA · ERA - Active
- OSS CAPITAL, LLCExempt Reporting Advisers · CRD # 314805 · CA · ERA - Active
- OSTERWEIS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 105421 · CA · Approved
- OSTERWEIS CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109580 · CA · Approved
- OSTRA CAPITAL MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 161847 · CA · ERA - Active
- OSTROFE FINANCIAL CONSULTANTS INCRegistered Investment Advisers · CRD # 110064 · CA · Approved
- OTAY VILLAGE III MANAGER, LLCExempt Reporting Advisers · CRD # 298534 · CA · ERA - Active
- OTHERWISE FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 300047 · CA · ERA - Active
- OUR WEALTH GUIDES, INC.Registered Investment Advisers · CRD # 296866 · CA · Approved
- OUTCAST VENTURES, LLCExempt Reporting Advisers · CRD # 339350 · CA · ERA - Active
- OUTPUT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 338509 · CA · ERA - Active
- OVERTURE CLIMATE LLCExempt Reporting Advisers · CRD # 316885 · CA · ERA - Active
- OVERWATER VENTURES LLCExempt Reporting Advisers · CRD # 317227 · CA · ERA - Active
- OVN CAPITAL LLCExempt Reporting Advisers · CRD # 312941 · CA · ERA - Active
- OWL VENTURES, LLCRegistered Investment Advisers · CRD # 172513 · CA · Approved
- OXLEY, HARRY KEIRRegistered Investment Advisers · CRD # 136373 · CA · Approved