Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- OAKTOP CAPITAL MANAGEMENT II, L.P.Registered Investment Advisers · CRD # 161896 · NJ · Approved
- OAKTREE ADVISORS LLCRegistered Investment Advisers · CRD # 168271 · PA · Approved
- OAKTREE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 106793 · CA · Approved
- OAKTREE FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 290193 · CA · Approved
- OAKTRUST WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170827 · Approved
- OAKWELL PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162096 · TX · Approved
- OAKWOOD CAPITAL, INC.Registered Investment Advisers · CRD # 112399 · MN · Approved
- OAKWOOD REAL ESTATE PARTNERS, LLCRegistered Investment Advisers · CRD # 169387 · CO · Approved
- OAKWORTH ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335388 · AL · Approved
- OARSMAN CAPITAL, INCRegistered Investment Advisers · CRD # 109993 · WI · Approved
- OASIS ADVISORS, LLCRegistered Investment Advisers · CRD # 335555 · IA · Approved
- OASIS CAPITAL PARTNERS (TEXAS) INC.Registered Investment Advisers · CRD # 171703 · TX · Approved
- OASIS INVESTMENT STRATEGIES LLCRegistered Investment Advisers · CRD # 152957 · IL · Approved
- OASIS WEALTH PLANNING ADVISORS, LLCRegistered Investment Advisers · CRD # 285474 · Approved
- OATH PLANNING, LLCRegistered Investment Advisers · CRD # 299187 · OK · Approved
- OBERLAND CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 169109 · NY · Approved
- OBERMEYER WOOD INVESTMENT COUNSEL, LLLPRegistered Investment Advisers · CRD # 110069 · CO · Approved
- OBERON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123494 · NY · Approved
- OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITEDRegistered Investment Advisers · CRD # 296901 · Approved
- OBERWEIS ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 105471 · IL · Approved
- OBION CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 329954 · FL · Approved
- OBJECTIVE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156013 · OH · Approved
- OBJECTIVITY SQUARED, LLCRegistered Investment Advisers · CRD # 311052 · SC · Approved
- OBP CAPITAL LLCRegistered Investment Advisers · CRD # 167619 · NC · Approved
- OBRA CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 155231 · NY · Approved
- OBRA FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328207 · NY · Approved
- OBRIEN GREENE & CO INCRegistered Investment Advisers · CRD # 110281 · PA · Approved
- OBSIDIAN CIO LLCRegistered Investment Advisers · CRD # 289000 · NY · Approved
- OC INVESTMENT MANAGEMENT LPRegistered Investment Advisers · CRD # 314948 · FL · Approved
- OCA VENTURES, LLCRegistered Investment Advisers · CRD # 161160 · IL · Approved
- OCCAM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108201 · NY · Approved
- OCCIDENTAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168650 · CA · Approved
- OCCUDO QUANTITATIVE STRATEGIES LPRegistered Investment Advisers · CRD # 310070 · FL · Approved
- OCEAN AVENUE CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 160122 · CA · Approved
- OCEAN ENDOWMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 154518 · Approved
- OCEAN PARK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145634 · CA · Approved
- OCEAN PATH ADVISORS, LLCRegistered Investment Advisers · CRD # 338933 · CA · Approved
- OCEANIC INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 160287 · Approved
- OCEANIQ CAPITAL, LLCRegistered Investment Advisers · CRD # 168062 · CA · Approved
- OCEANIS FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 307787 · FL · Approved
- OCEANSIDE ADVISORS LLCRegistered Investment Advisers · CRD # 170307 · SC · Approved
- OCEANSOUND PARTNERS, LPRegistered Investment Advisers · CRD # 300935 · NY · Approved
- OCM PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 332302 · IL · Approved
- OCO CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 299461 · NY · Approved
- OCTAGON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286248 · NC · Approved
- OCTAGON CAPITAL ADVISORS LPRegistered Investment Advisers · CRD # 306424 · NY · Approved
- OCTAGON CREDIT INVESTORS, LLCRegistered Investment Advisers · CRD # 155336 · NY · Approved
- OCTAGON FINANCE LLCRegistered Investment Advisers · CRD # 289850 · VA · Approved
- OCTAHEDRON CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 309209 · CA · Approved
- OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 165355 · UT · Approved