Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- NAPIER PARK GLOBAL CAPITAL (US) LPRegistered Investment Advisers · CRD # 166333 · NY · Approved
- NASSAU ALTERNATIVE INVESTMENTS LLCRegistered Investment Advisers · CRD # 300006 · NY · Approved
- NASSAU GLOBAL CREDIT LLCRegistered Investment Advisers · CRD # 287937 · NY · Approved
- NAVIS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 311171 · NY · Approved
- NBT CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 104932 · NY · Approved
- NCH CAPITAL INC.Registered Investment Advisers · CRD # 157288 · NY · Approved
- NEBARI PARTNERS, LLCRegistered Investment Advisers · CRD # 295859 · NY · Approved
- NEEDHAM & COMPANY, LLCRegistered Investment Advisers · CRD # 16360 · NY · Approved
- NEEDHAM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106783 · NY · Approved
- NEIMAN FUNDS MANAGEMENT LLCRegistered Investment Advisers · CRD # 151749 · NY · Approved
- NEO IVY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284999 · NY · Approved
- NEOSTELLAR ADVISORS LLCRegistered Investment Advisers · CRD # 343216 · NY · Approved
- NERDWALLET WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 337328 · NY · Approved
- NESTEGG ADVISORS, INC.Registered Investment Advisers · CRD # 125878 · NY · Approved
- NESTGSV INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306285 · NY · Approved
- NET RETURN ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 159895 · NY · Approved
- NETWORK INVESTMENT ADVISORS INCORPORATEDRegistered Investment Advisers · CRD # 290927 · NY · Approved
- NEUBERGER BERMAN BD LLCRegistered Investment Advisers · CRD # 2908 · NY · Approved
- NEUBERGER BERMAN INVESTMENT ADVISERS LLCRegistered Investment Advisers · CRD # 124687 · NY · Approved
- NEVILLE, RODIE & SHAW INCRegistered Investment Advisers · CRD # 104969 · NY · Approved
- NEW 2ND CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 292254 · NY · Approved
- NEW AGE ALPHA ADVISORS, LLCRegistered Investment Advisers · CRD # 299011 · NY · Approved
- NEW HOLLAND CAPITAL, LLCRegistered Investment Advisers · CRD # 160211 · NY · Approved
- NEW HOLLAND TRADING LLCRegistered Investment Advisers · CRD # 337695 · NY · Approved
- NEW HORIZON FINANCIAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 125729 · NY · Approved
- NEW LEAF VENTURE PARTNERS LLCRegistered Investment Advisers · CRD # 163897 · NY · Approved
- NEW LEGACY GROUP, LLCRegistered Investment Advisers · CRD # 160969 · NY · Approved
- NEW MOUNTAIN CAPITAL, L.L.C.Registered Investment Advisers · CRD # 161394 · NY · Approved
- NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.Registered Investment Advisers · CRD # 307111 · NY · Approved
- NEW MOUNTAIN FINANCE ADVISERS, L.L.C.Registered Investment Advisers · CRD # 155493 · NY · Approved
- NEW SILK ROUTE ADVISORS, L.P.Registered Investment Advisers · CRD # 161339 · NY · Approved
- NEW STATE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 170409 · NY · Approved
- NEW VINTAGE PARTNERS LLCRegistered Investment Advisers · CRD # 327559 · NY · Approved
- NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 109591 · NY · Approved
- NEWBROOK CAPITAL ADVISORS LPRegistered Investment Advisers · CRD # 138930 · NY · Approved
- NEWLIGHT PARTNERS LPRegistered Investment Advisers · CRD # 296190 · NY · Approved
- NEWMAN LADD CAPITAL ADVISORS, LLC.Registered Investment Advisers · CRD # 129860 · NY · Approved
- NEWOAK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 172956 · NY · Approved
- NEWPOINT REAL ESTATE INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 321208 · NY · Approved
- NEWTYN MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161156 · NY · Approved
- NEXPHASE CAPITAL, LPRegistered Investment Advisers · CRD # 281893 · NY · Approved
- NEXT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 110793 · NY · Approved
- NEXT LEVEL PRIVATE LLCRegistered Investment Advisers · CRD # 313247 · NY · Approved
- NEXT MANAGEMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 324644 · NY · Approved
- NEXWAVE CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 241788 · NY · Approved
- NGC FINANCIAL, LLCRegistered Investment Advisers · CRD # 139992 · NY · Approved
- NIGHT SQUARED LPRegistered Investment Advisers · CRD # 333933 · NY · Approved
- NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC.Registered Investment Advisers · CRD # 311890 · NY · Approved
- NINE LEFT CAPITAL LPRegistered Investment Advisers · CRD # 332838 · NY · Approved
- NINE MASTS CAPITAL ADVISERS LLCRegistered Investment Advisers · CRD # 322775 · NY · Approved