Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- NADLER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122617 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS EUROPE II LPRegistered Investment Advisers · CRD # 337854 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS II LLCRegistered Investment Advisers · CRD # 306601 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS IV LLCRegistered Investment Advisers · CRD # 324282 · IL · Approved
- NEUBERGER BERMAN LOAN ADVISERS LLCRegistered Investment Advisers · CRD # 285579 · IL · Approved
- NEW ENGLAND RESEARCH & MANAGEMENT, INC.Registered Investment Advisers · CRD # 110739 · IL · Approved
- NEW HARBOR CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 283319 · IL · Approved
- NEW VERNON INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 160247 · IL · Approved
- NEW VERNON WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 164775 · IL · Approved
- NEWPORT INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153918 · IL · Approved
- NEXTGEN GROWTH PARTNERS, LLCRegistered Investment Advisers · CRD # 285024 · IL · Approved
- NINE TEN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171420 · IL · Approved
- NORTH BRANCH CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 307344 · IL · Approved
- NORTH SHORE INVESTMENT CONSULTING LLCRegistered Investment Advisers · CRD # 131763 · IL · Approved
- NORTH SHORE PRIVATE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130132 · IL · Approved
- NORTH SQUARE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 294355 · IL · Approved
- NORTH STAR INVESTMENT MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 117681 · IL · Approved
- NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered Investment Advisers · CRD # 105780 · IL · Approved
- NORTHERN TRUST SECURITIES, INC.Registered Investment Advisers · CRD # 7927 · IL · Approved
- NUVEEN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155584 · IL · Approved
- NUVEEN FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 104626 · IL · Approved
- NXT CAPITAL INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 160569 · IL · Approved