Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- N10 ASSETS, LLC.Registered Investment Advisers · CRD # 342185 · CT · Approved
- N10 WEALTH, LLCRegistered Investment Advisers · CRD # 342013 · CT · Approved
- NANTAHALA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158081 · CT · Approved
- NASSAU PRIVATE CREDIT LLCRegistered Investment Advisers · CRD # 300220 · CT · Approved
- NEBRODI PARTNERS, LLCRegistered Investment Advisers · CRD # 174280 · CT · Approved
- NEOS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 321256 · CT · Approved
- NEW CHINA CAPITAL MANAGEMENT CORP.Registered Investment Advisers · CRD # 295905 · CT · Approved
- NEW ENGLAND ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 105900 · CT · Approved
- NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 109203 · CT · Approved
- NEWDAY FUNDS, INC.Registered Investment Advisers · CRD # 174758 · CT · Approved
- NEWEDGE WEALTH, LLCRegistered Investment Advisers · CRD # 307771 · CT · Approved
- NIGHT OWL CAPITAL CANADA, LLCRegistered Investment Advisers · CRD # 338234 · CT · Approved
- NIGHT OWL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106030 · CT · Approved
- NORTHCOAST ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 282241 · CT · Approved
- NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 133046 · CT · Approved
- NORTHLIGHT CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 170112 · CT · Approved