Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- NCCS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343197 · NY · ERA - Active
- NEON BRIGHT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330002 · NY · ERA - Active
- NEW INDUSTRIAL PARTNERS LLCExempt Reporting Advisers · CRD # 342425 · NY · ERA - Active
- NEW YORK CITY INVESTMENT FUND MANAGER, INC.Exempt Reporting Advisers · CRD # 163343 · NY · ERA - Active
- NEXQUANT EXCHANGE LTDExempt Reporting Advisers · CRD # 339753 · NY · ERA - Active
- NEXUS GENESIS CAPITAL LTD.Exempt Reporting Advisers · CRD # 340473 · NY · ERA - Active
- NOMI CAPITAL LLCExempt Reporting Advisers · CRD # 334285 · NY · ERA - Active
- NORLANTIC CAPITAL LLCExempt Reporting Advisers · CRD # 333609 · NY · ERA - Active
- NORTHERN BORDER ADVISORS LLCExempt Reporting Advisers · CRD # 333791 · NY · ERA - Active
- NOTATION CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327638 · NY · ERA - Active
- NOVUS COMPLIANCE LTDExempt Reporting Advisers · CRD # 340774 · NY · ERA - Active
- NRDC EQUITY MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 328121 · NY · ERA - Active
- NUVION CAPITAL INC.Exempt Reporting Advisers · CRD # 339388 · NY · ERA - Active
- NVP CAPITAL MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 339603 · NY · ERA - Active
- NYCA MANAGEMENT LLCExempt Reporting Advisers · CRD # 172892 · NY · ERA - Active
- NYDAO LTD.Exempt Reporting Advisers · CRD # 339330 · NY · ERA - Active