Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- M & A CONSULTING GROUP, LLCRegistered Investment Advisers · CRD # 286078 · TX · Approved
- M FINANCIAL ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 136694 · OR · Approved
- M FINANCIAL INVESTMENT ADVISERS INCRegistered Investment Advisers · CRD # 106648 · OR · Approved
- M GROUP INVESTMENT ADVISOR, LLCRegistered Investment Advisers · CRD # 160128 · Approved
- M HOLDINGS SECURITIES, INC.Registered Investment Advisers · CRD # 43285 · OR · Approved
- M SQUARE INVESTIMENTOS LTDA.Registered Investment Advisers · CRD # 336712 · Approved
- M WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281532 · CA · Approved
- M-ONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158782 · NE · Approved
- M. E. ALLISON & CO., INC.Registered Investment Advisers · CRD # 1047 · TX · Approved
- M. KRAUS & COMPANYRegistered Investment Advisers · CRD # 106749 · VT · Approved
- M. KULYK & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 290887 · Approved
- M.C. BYRD WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151070 · TX · Approved
- M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 124506 · NY · Approved
- M.D. SASS, LLCRegistered Investment Advisers · CRD # 110590 · NY · Approved
- M.K. BROWN WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 121269 · OH · Approved
- M.Z. KARK & ASSOCIATES, INCRegistered Investment Advisers · CRD # 106627 · CO · Approved
- M&B INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 154255 · OH · Approved
- M&G INVESTMENTS (USA) INC.Registered Investment Advisers · CRD # 305254 · IL · Approved
- M1 ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 249787 · IL · Approved
- M1 CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 158269 · MI · Approved
- M2 FINANCIAL LLCRegistered Investment Advisers · CRD # 288829 · CA · Approved
- M2G VENTURES LLCRegistered Investment Advisers · CRD # 322399 · TX · Approved
- M3 ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 156208 · Approved
- M3 WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 335612 · OH · Approved
- M37 MANAGEMENT LPRegistered Investment Advisers · CRD # 332714 · CA · Approved
- M3F, INC.Registered Investment Advisers · CRD # 151191 · UT · Approved
- M3SIXTY CAPITAL, LLCRegistered Investment Advisers · CRD # 323764 · KS · Approved
- M4A3 LLCRegistered Investment Advisers · CRD # 336172 · CO · Approved
- M83 INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 332416 · CA · Approved
- MA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 283673 · NY · Approved
- MA PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 291366 · CA · Approved
- MAAT INVESTMENT GROUP GMBHRegistered Investment Advisers · CRD # 332840 · Approved
- MAC ALPHA CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 311412 · FL · Approved
- MACCO FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 337398 · WI · Approved
- MACD ADVISORS LLCRegistered Investment Advisers · CRD # 171905 · NJ · Approved
- MACDOUGALL FINANCIAL COUNSELINGRegistered Investment Advisers · CRD # 104644 · PA · Approved
- MACE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134605 · NY · Approved
- MACERATIO LLCRegistered Investment Advisers · CRD # 304078 · FL · Approved
- MACH-1 FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 298195 · AR · Approved
- MACHINE INVESTMENT GROUP, LPRegistered Investment Advisers · CRD # 315219 · NY · Approved
- MACK & CO. PARTNERS, LPRegistered Investment Advisers · CRD # 324218 · TX · Approved
- MACK INVESTMENT SECURITIES, INC.Registered Investment Advisers · CRD # 17643 · IL · Approved
- MACK REAL ESTATE CREDIT STRATEGIES, L.P.Registered Investment Advisers · CRD # 167609 · NY · Approved
- MACKAY SHIELDS LLCRegistered Investment Advisers · CRD # 107717 · NY · Approved
- MACKE FINANCIAL ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 111318 · FL · Approved
- MACKENZIE FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 110338 · Approved
- MACKENZIE INVESTMENTS ASIA LIMITEDRegistered Investment Advisers · CRD # 285521 · Approved
- MACKENZIE INVESTMENTS CORPORATIONRegistered Investment Advisers · CRD # 165899 · MA · Approved
- MACKENZIE INVESTMENTS EUROPE LIMITEDRegistered Investment Advisers · CRD # 284912 · Approved
- MACLEAN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 156978 · CA · Approved