Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MAGNOLIA CAPITAL MANAGEMENT, LTD.Registered Investment Advisers · CRD # 119597 · NY · Approved
- MAGNOLIA FINANCIAL PLANNING SERVICES, INC.Registered Investment Advisers · CRD # 135759 · SC · Approved
- MAGNOLIA PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 324102 · PA · Approved
- MAGNOLIA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 297598 · AL · Approved
- MAGNUM RESEARCH GLOBAL LIMITEDRegistered Investment Advisers · CRD # 291667 · Approved
- MAGNUS FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 289423 · NY · Approved
- MAGUIRE INVESTMENTS LLCRegistered Investment Advisers · CRD # 164039 · PA · Approved
- MAI CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109807 · OH · Approved
- MAI, INC.Registered Investment Advisers · CRD # 107337 · KY · Approved
- MAIA WEALTH, LLCRegistered Investment Advisers · CRD # 292817 · CO · Approved
- MAIDEN COVE CAPITAL, LLCRegistered Investment Advisers · CRD # 312478 · ME · Approved
- MAIDSTONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 291873 · NY · Approved
- MAIMON WEALTH MANAGEMENT LTD.Registered Investment Advisers · CRD # 298566 · Approved
- MAIN ADVISORY, INC.Registered Investment Advisers · CRD # 328040 · PA · Approved
- MAIN CAPITAL PARTNERS NORTH AMERICA LLCRegistered Investment Advisers · CRD # 329886 · MA · Approved
- MAIN LINE GROUP WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150964 · Approved
- MAIN LINE RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 284780 · MT · Approved
- MAIN MANAGEMENT ETF ADVISORS, LLCRegistered Investment Advisers · CRD # 288558 · CA · Approved
- MAIN MANAGEMENT FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 281689 · CA · Approved
- MAIN MANAGEMENT, LLCRegistered Investment Advisers · CRD # 120361 · CA · Approved
- MAIN POST PARTNERS, L.P.Registered Investment Advisers · CRD # 172703 · CA · Approved
- MAIN STREET FINANCIAL LLCRegistered Investment Advisers · CRD # 118130 · NY · Approved
- MAIN STREET FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 305834 · PA · Approved
- MAIN STREET INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 146036 · IL · Approved
- MAIN STREET MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 111736 · NY · Approved
- MAIN STREET RESEARCH LLCRegistered Investment Advisers · CRD # 114629 · CT · Approved
- MAIN STREET RETIREMENT PLANNING, LLCRegistered Investment Advisers · CRD # 313051 · TX · Approved
- MAINLINE INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 159045 · PA · Approved
- MAINLINE WEST FUND MANAGER LLCRegistered Investment Advisers · CRD # 147532 · CO · Approved
- MAINSAIL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 128373 · AL · Approved
- MAINSAIL FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 317970 · WA · Approved
- MAINSAIL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 157775 · TX · Approved
- MAINSTAY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109528 · MI · Approved
- MAINSTREAM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 297145 · CA · Approved
- MAINSTREET INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 146615 · IL · Approved
- MAINSTREET RIA LLCRegistered Investment Advisers · CRD # 309150 · MO · Approved
- MAIRS AND POWER INCRegistered Investment Advisers · CRD # 110351 · MN · Approved
- MAJORITY ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 110891 · Approved
- MAK CAPITAL ONE, LLCRegistered Investment Advisers · CRD # 158132 · NY · Approved
- MAKARORA MANAGEMENT LPRegistered Investment Advisers · CRD # 329275 · NY · Approved
- MAKE THE MEMORY FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 331666 · Approved
- MAKENA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156855 · CA · Approved
- MAKROD INVESTMENT ASSOCIATES INCRegistered Investment Advisers · CRD # 110325 · NJ · Approved
- MALABAR INVESTMENTS, LLCRegistered Investment Advisers · CRD # 168091 · NY · Approved
- MALAGA COVE CAPITAL, LLCRegistered Investment Advisers · CRD # 146959 · CA · Approved
- MALATAI CAPITAL LLCRegistered Investment Advisers · CRD # 299975 · NY · Approved
- MALLINI COMPLETE FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 175341 · FL · Approved
- MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLCRegistered Investment Advisers · CRD # 110152 · CA · Approved
- MALT PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 337855 · TN · Approved
- MALTESE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138175 · NY · Approved