Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- L & B REALTY ADVISORS, LLPRegistered Investment Advisers · CRD # 136654 · TX · Approved
- L & S ADVISORS, INCRegistered Investment Advisers · CRD # 140923 · CA · Approved
- L & W FINANCIAL, LLCRegistered Investment Advisers · CRD # 285310 · TX · Approved
- L 1 GLOBAL WEALTH LLCRegistered Investment Advisers · CRD # 337213 · FL · Approved
- L CAPITAL, LLCRegistered Investment Advisers · CRD # 277098 · CA · Approved
- L SQUARED CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 288509 · CA · Approved
- L. C. BHANDARI & CO.Registered Investment Advisers · CRD # 158831 · Approved
- L. K. BENSON & COMPANY, P.C.Registered Investment Advisers · CRD # 107908 · MD · Approved
- L. ROY PAPP & ASSOCIATES, LLPRegistered Investment Advisers · CRD # 105130 · AZ · Approved
- L.D. LOWE WEALTH ADVISORY, INC.Registered Investment Advisers · CRD # 136596 · TX · Approved
- L.J. ALTFEST & CO., INC.Registered Investment Advisers · CRD # 110130 · NY · Approved
- L.J. BREY, INC.Registered Investment Advisers · CRD # 113996 · Approved
- L.S.Y., INCRegistered Investment Advisers · CRD # 38 · CA · Approved
- L&L PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140077 · NY · Approved
- L&S INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 285002 · FL · Approved
- L&S PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 339946 · OK · Approved
- L1 CAPITAL GLOBAL INC.Registered Investment Advisers · CRD # 310223 · FL · Approved
- L2 ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172688 · Approved
- L2 POINT MANAGEMENT LLCRegistered Investment Advisers · CRD # 317924 · CA · Approved
- LA CROSSE FINANCIAL PLANNING INC.Registered Investment Advisers · CRD # 313361 · WI · Approved
- LAB QUANTITATIVE STRATEGIES, LLCRegistered Investment Advisers · CRD # 312409 · CO · Approved
- LADD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 105162 · CT · Approved
- LADDER CAPITAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 160383 · NY · Approved
- LADENBURG THALMANN ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 108604 · NY · Approved
- LAFAYETTE INVESTMENTS, INC.Registered Investment Advisers · CRD # 22471 · MD · Approved
- LAFFER TENGLER INVESTMENTS, INC.Registered Investment Advisers · CRD # 108068 · TN · Approved
- LAFISE GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 331244 · FL · Approved
- LAFLEUR & GODFREY LLCRegistered Investment Advisers · CRD # 168831 · MI · Approved
- LAGO ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305631 · IL · Approved
- LAGODA INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 170961 · NY · Approved
- LAGUNA WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 167847 · Approved
- LAIDLAW WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 150040 · NY · Approved
- LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 107341 · WA · Approved
- LAKE AVENUE FINANCIAL LLCRegistered Investment Advisers · CRD # 315746 · CA · Approved
- LAKE HILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166526 · NY · Approved
- LAKE HILLS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286175 · TX · Approved
- LAKE PACIFIC MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 174253 · TX · Approved
- LAKE ROAD ADVISORS, LLCRegistered Investment Advisers · CRD # 281657 · NY · Approved
- LAKE STREET PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 296761 · IL · Approved
- LAKE WHILLANS CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 287835 · TX · Approved
- LAKEMORE PARTNERS MANAGEMENT US LLCRegistered Investment Advisers · CRD # 311223 · Approved
- LAKERIDGE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 314071 · OH · Approved
- LAKESHORE CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 325609 · IL · Approved
- LAKESHORE FINANCIAL PLANNING INC.Registered Investment Advisers · CRD # 299129 · MI · Approved
- LAKESIDE ADVISORS INCRegistered Investment Advisers · CRD # 104540 · WA · Approved
- LAKESIDE DRIVE MANAGEMENT LLCRegistered Investment Advisers · CRD # 306808 · MI · Approved
- LAKEWOOD ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174887 · IL · Approved
- LAKEWOOD CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 156429 · NY · Approved
- LAKPA LLCRegistered Investment Advisers · CRD # 335352 · Approved
- LAMINAR WEALTH LLCRegistered Investment Advisers · CRD # 167867 · MO · Approved