Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- LAFFER TENGLER INVESTMENTS, INC.Registered Investment Advisers · CRD # 108068 · TN · Approved
- LBMC INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 108943 · TN · Approved
- LEADING EDGE FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 277149 · TN · Approved
- LECONTE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168539 · TN · Approved
- LEE DANNER & BASS INCRegistered Investment Advisers · CRD # 111002 · TN · Approved
- LEGACY WEALTH MANAGEMENT INCRegistered Investment Advisers · CRD # 108619 · TN · Approved
- LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 127618 · TN · Approved
- LFM CAPITAL, LLCRegistered Investment Advisers · CRD # 173834 · TN · Approved
- LUKEN INVESTMENT ANALYTICS, LLCRegistered Investment Advisers · CRD # 169008 · TN · Approved