Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- L & S ADVISORS, INCRegistered Investment Advisers · CRD # 140923 · CA · Approved
- L CAPITAL, LLCRegistered Investment Advisers · CRD # 277098 · CA · Approved
- L SQUARED CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 288509 · CA · Approved
- L.S.Y., INCRegistered Investment Advisers · CRD # 38 · CA · Approved
- L2 POINT MANAGEMENT LLCRegistered Investment Advisers · CRD # 317924 · CA · Approved
- LAFAYETTE SQUARE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 343749 · CA · 120-Day Approval
- LAKE AVENUE FINANCIAL LLCRegistered Investment Advisers · CRD # 315746 · CA · Approved
- LANE42 INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 335548 · CA · Approved
- LATERAL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159649 · CA · Approved
- LAVELLE CAPITAL LPRegistered Investment Advisers · CRD # 316754 · CA · Approved
- LAWRENCE W. KELLY & ASSOCIATES, INC.Registered Investment Advisers · CRD # 106635 · CA · Approved
- LAZARI CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 172932 · CA · Approved
- LEADING EDGE INVESTMENT ADVISORS,LLCRegistered Investment Advisers · CRD # 136476 · CA · Approved
- LEDERER & ASSOCIATES INVESTMENT COUNSELRegistered Investment Advisers · CRD # 110376 · CA · Approved
- LEEDS CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 327004 · CA · Approved
- LEGACY CAPITAL GROUP CALIFORNIA, INC.Registered Investment Advisers · CRD # 111436 · CA · Approved
- LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANYRegistered Investment Advisers · CRD # 319078 · CA · Approved
- LEGACY PARTNERS, LLCRegistered Investment Advisers · CRD # 159473 · CA · Approved
- LEGACY PCG, LLCRegistered Investment Advisers · CRD # 283909 · CA · Approved
- LEGACY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 127758 · CA · Approved
- LEGALIST, INC.Registered Investment Advisers · CRD # 297876 · CA · Approved
- LEGATO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131704 · CA · Approved
- LEGION PARTNERS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164136 · CA · Approved
- LEISURE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 120374 · CA · Approved
- LENDISTRY CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 343142 · CA · Approved
- LEO H. EVART, INC.Registered Investment Advisers · CRD # 110263 · CA · Approved
- LEONARD GREEN & PARTNERS, L.P.Registered Investment Advisers · CRD # 158164 · CA · Approved
- LEONID CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 327020 · CA · Approved
- LEVINE LEICHTMAN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 140980 · CA · Approved
- LEVINE LEICHTMAN STRATEGIC CAPITAL, LLCRegistered Investment Advisers · CRD # 289401 · CA · Approved
- LEWIS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143409 · CA · Approved
- LEWIS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133619 · CA · Approved
- LEWIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 170324 · CA · Approved
- LIBERTY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286001 · CA · Approved
- LIBRA WEALTH LLCRegistered Investment Advisers · CRD # 288098 · CA · Approved
- LIBRETTO, LLCRegistered Investment Advisers · CRD # 292052 · CA · Approved
- LIDO ADVISORS, LLCRegistered Investment Advisers · CRD # 269866 · CA · Approved
- LIFE LINE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 171051 · CA · Approved
- LIFE STRATEGIES, INC.Registered Investment Advisers · CRD # 167732 · CA · Approved
- LIFESTEPS FINANCIAL, INC.Registered Investment Advisers · CRD # 153852 · CA · Approved
- LIGHT CAPITAL LLCRegistered Investment Advisers · CRD # 323373 · CA · Approved
- LIGHT STREET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155215 · CA · Approved
- LIGHTBAY MANAGEMENT LLCRegistered Investment Advisers · CRD # 288432 · CA · Approved
- LIGHTHOUSE FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 110367 · CA · Approved
- LIGHTSPEED MANAGEMENT COMPANY, L.L.C.Registered Investment Advisers · CRD # 160187 · CA · Approved
- LINEPOINT PARTNERS & CO., LLCRegistered Investment Advisers · CRD # 332598 · CA · Approved
- LIQUID CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 299577 · CA · Approved
- LLOYD TEVIS INVESTMENTS, LLCRegistered Investment Advisers · CRD # 323061 · CA · Approved
- LM ADVISORS LLCRegistered Investment Advisers · CRD # 153940 · CA · Approved
- LM CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 120277 · CA · Approved