Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- K R FINANCIAL LLCRegistered Investment Advisers · CRD # 111282 · Approved
- K.J. HARRISON & PARTNERS (USA) INC.Registered Investment Advisers · CRD # 282353 · Approved
- K5 GLOBAL ADVISOR LLCRegistered Investment Advisers · CRD # 314373 · Approved
- KADITA PARTNERS PTE. LTD.Registered Investment Advisers · CRD # 326660 · Approved
- KAILASH CAPITAL RESEARCH LLCRegistered Investment Advisers · CRD # 304509 · Approved
- KAISER PARTNER FINANCIAL ADVISORS LTD.Registered Investment Advisers · CRD # 149431 · Approved
- KAIZEN CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 308168 · Approved
- KAIZEN RETIREMENT PLAN ADVISORS, LLCRegistered Investment Advisers · CRD # 289238 · Approved
- KALTBAUM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123991 · Approved
- KAMICHU WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 295412 · Approved
- KARMA CAPITAL ADVISORS PVT LTD.Registered Investment Advisers · CRD # 335212 · Approved
- KASSIRA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165070 · Approved
- KBI GLOBAL INVESTORS (NORTH AMERICA) LTDRegistered Investment Advisers · CRD # 113606 · Approved
- KC ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 154321 · Approved
- KEARNS & ASSOCIATES LLCRegistered Investment Advisers · CRD # 157449 · Approved
- KEEL CAPITAL ABRegistered Investment Advisers · CRD # 283825 · Approved
- KEEL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285682 · Approved
- KEEN CAPITAL, LLCRegistered Investment Advisers · CRD # 283597 · Approved
- KELLEY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 119099 · Approved
- KELLY PARK INVESTMENT LLCRegistered Investment Advisers · CRD # 299882 · Approved
- KENNICOTT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 128947 · Approved
- KENSYS LTDRegistered Investment Advisers · CRD # 327832 · Approved
- KENTER CANYON CAPITAL, LLCRegistered Investment Advisers · CRD # 150624 · Approved
- KERR FINANCIAL PLANNING CORPORATIONRegistered Investment Advisers · CRD # 277142 · Approved
- KESTENBAUM CAPITAL, LLCRegistered Investment Advisers · CRD # 323268 · Approved
- KESTREL PARTNERS LLPRegistered Investment Advisers · CRD # 226573 · Approved
- KEVIN E. VANDENBERG, LLCRegistered Investment Advisers · CRD # 173687 · Approved
- KEYRIDGE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 175204 · Approved
- KEYWISE CAPITAL MANAGEMENT (HK) LIMITEDRegistered Investment Advisers · CRD # 160593 · Approved
- KHAVEEN INVESTMENTS SDN. BHD.Registered Investment Advisers · CRD # 333688 · Approved
- KILTEARN PARTNERS LLPRegistered Investment Advisers · CRD # 158789 · Approved
- KILTER GROUP LLCRegistered Investment Advisers · CRD # 330356 · Approved
- KING RIDGE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 333383 · Approved
- KING RIVER CAPITAL MANAGEMENT PTY LTDRegistered Investment Advisers · CRD # 317361 · Approved
- KINGDOM LEGACY ADVISORS CORPORATIONRegistered Investment Advisers · CRD # 334847 · Approved
- KINGS COURT CAPITAL PTE. LTDRegistered Investment Advisers · CRD # 311229 · Approved
- KINGSBURY CAPITAL INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 145658 · Approved
- KIRKOSWALD CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 139217 · Approved
- KJ CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 147495 · Approved
- KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 309194 · Approved
- KMF INVESTMENTS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146210 · Approved
- KNECHT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319100 · Approved
- KOA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297004 · Approved
- KOTAK ALTERNATE ASSET MANAGERS LIMITEDRegistered Investment Advisers · CRD # 317952 · Approved
- KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 286032 · Approved
- KP MANAGEMENT LLCRegistered Investment Advisers · CRD # 161307 · Approved
- KRAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 138959 · Approved
- KRISTAL ADVISORS (SG) PTE. LTD.Registered Investment Advisers · CRD # 341175 · Approved
- KRONOS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281729 · Approved
- KRYGER CAPITAL LLCRegistered Investment Advisers · CRD # 318571 · Approved