Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- KAPSTONE FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 318885 · OH · Approved
- KBCM RESEARCH LLCRegistered Investment Advisers · CRD # 326557 · OH · Approved
- KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173079 · OH · Approved
- KEIDAN FINANCIAL CONSULTANTS LLCRegistered Investment Advisers · CRD # 108093 · OH · Approved
- KELLETT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 287571 · OH · Approved
- KENNON-GREEN & COMPANY, LLCRegistered Investment Advisers · CRD # 284713 · OH · Approved
- KEY INVESTMENT SERVICES LLCRegistered Investment Advisers · CRD # 136300 · OH · Approved
- KEYSTONE FINANCIAL PLANNING, INCRegistered Investment Advisers · CRD # 104640 · OH · Approved
- KINDRED SPIRITS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 171615 · OH · Approved
- KINETIC WEALTH INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 311536 · OH · Approved
- KINTRA INVESTMENTS, LLCRegistered Investment Advisers · CRD # 328478 · OH · Approved
- KIPLINGER INVESTMENT ADVISORS, LLC.Registered Investment Advisers · CRD # 116726 · OH · Approved
- KIRTLAND CAPITAL CORPORATIONExempt Reporting Advisers · CRD # 159774 · OH · ERA - Active
- KIRTLAND HILLS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174335 · OH · Approved
- KLEINFELDER CAPITAL, INC.Registered Investment Advisers · CRD # 289345 · OH · Approved
- KMG FIDUCIARY PARTNERS, LLCRegistered Investment Advisers · CRD # 298331 · OH · Approved
- KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.Registered Investment Advisers · CRD # 138851 · OH · Approved
- KOVALCIK & GERAGHTY WEALTH PARTNERS LLPRegistered Investment Advisers · CRD # 159811 · OH · Approved