Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- K8 MANAGEMENT, LLCExempt Reporting Advisers · CRD # 327369 · NY · ERA - Active
- KAHN BROTHERS ADVISORS LLCRegistered Investment Advisers · CRD # 144368 · NY · Approved
- KAHN BROTHERS ASSET MANAGEMENT CORPRegistered Investment Advisers · CRD # 105620 · NY · Approved
- KAI MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 326826 · NY · ERA - Active
- KAIN CAPITAL LLCRegistered Investment Advisers · CRD # 315669 · NY · Approved
- KAIROS INVESTMENT ADVISORS, LLCExempt Reporting Advisers · CRD # 310502 · NY · ERA - Active
- KAIROS MANAGERS, LLCExempt Reporting Advisers · CRD # 291857 · NY · ERA - Active
- KALKA INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 175274 · NY · ERA - Active
- KALMIA ADVISORS INC.Exempt Reporting Advisers · CRD # 311763 · NY · ERA - Active
- KANE FINANCIAL, LLCRegistered Investment Advisers · CRD # 291231 · NY · Approved
- KARAGOSIAN FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 124532 · NY · Approved
- KARANI ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 297922 · NY · Approved
- KARPUS MANAGEMENT INCRegistered Investment Advisers · CRD # 110275 · NY · Approved
- KARYA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160413 · NY · Approved
- KB & PARTNERS MANAGEMENT CO LLCRegistered Investment Advisers · CRD # 108105 · NY · Approved
- KDSA INVESTMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 344186 · NY · ERA - Active
- KEIDAN MANAGEMENT INC.Exempt Reporting Advisers · CRD # 311075 · NY · ERA - Active
- KELAI MANAGEMENT LLCExempt Reporting Advisers · CRD # 343830 · NY · ERA - Active
- KELLEHER FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 126021 · NY · Approved
- KELLY PARK MANAGEMENT II LLCExempt Reporting Advisers · CRD # 329684 · NY · ERA - Active
- KELSO & COMPANY, L.P.Registered Investment Advisers · CRD # 131471 · NY · Approved
- KENMAR PREFERRED INVESTMENTS, LLCRegistered Investment Advisers · CRD # 226658 · NY · Approved
- KENNEDY LEWIS CAPITAL HOLDINGS LLCRegistered Investment Advisers · CRD # 324025 · NY · Approved
- KENNEDY LEWIS LOAN MANAGEMENT LLCRegistered Investment Advisers · CRD # 316091 · NY · Approved
- KENNEDY LEWIS MANAGEMENT LPRegistered Investment Advisers · CRD # 290399 · NY · Approved
- KENNERMAN ASSOCIATE INCRegistered Investment Advisers · CRD # 105696 · NY · Approved
- KEPOS CAPITAL LPRegistered Investment Advisers · CRD # 156361 · NY · Approved
- KETTLE HILL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163722 · NY · Approved
- KEYFRAME CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 305812 · NY · Approved
- KF GROUP, LPRegistered Investment Advisers · CRD # 304186 · NY · Approved
- KG FUNDS MANAGEMENT LLCExempt Reporting Advisers · CRD # 163281 · NY · ERA - Active
- KHANER CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 163013 · NY · ERA - Active
- KICKSTAND VENTURES, LLCRegistered Investment Advisers · CRD # 327022 · NY · Approved
- KIMELMAN & BAIRD, LLCRegistered Investment Advisers · CRD # 2440 · NY · Approved
- KIMMERIDGE ENERGY MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 160432 · NY · Approved
- KINDERHOOK INDUSTRIES, LLCRegistered Investment Advisers · CRD # 160193 · NY · Approved
- KINEO CAPITAL LLCRegistered Investment Advisers · CRD # 315019 · NY · Approved
- KING STREET CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 156785 · NY · Approved
- KING WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 159550 · NY · Approved
- KINGDON CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 157509 · NY · Approved
- KINGSBROOK PARTNERS LPExempt Reporting Advisers · CRD # 157383 · NY · ERA - Active
- KINGSTOWN CAPITAL MANAGEMENT L.P.Exempt Reporting Advisers · CRD # 147740 · NY · ERA - Active
- KINTAYL CAPITAL LPRegistered Investment Advisers · CRD # 331471 · NY · Approved
- KINTEGRAL ADVISORY, LLCRegistered Investment Advisers · CRD # 164160 · NY · Approved
- KINYAN CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 166766 · NY · ERA - Active
- KIRKOSWALD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 298735 · NY · Approved
- KITCHEN VENTURES, LLCExempt Reporting Advisers · CRD # 307423 · NY · ERA - Active
- KIZE CAPITAL LPRegistered Investment Advisers · CRD # 305608 · NY · Approved
- KKR REGISTERED ADVISOR LLCRegistered Investment Advisers · CRD # 309284 · NY · Approved
- KLINGENSTEIN, FIELDS & CO., L.P.Registered Investment Advisers · CRD # 105907 · NY · Approved