Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- K FUND CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318110 · CA · Approved
- K1 INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 161953 · CA · Approved
- K2 FINANCIAL INC.Registered Investment Advisers · CRD # 300913 · CA · Approved
- KACHKOVSKY & FISHER, INC.Registered Investment Advisers · CRD # 117811 · CA · Approved
- KAHN ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 342960 · CA · Approved
- KAILAI ADVISERS LTD.Registered Investment Advisers · CRD # 161692 · CA · Approved
- KAIROS INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 161321 · CA · Approved
- KAIYO WEALTH LLCRegistered Investment Advisers · CRD # 316431 · CA · Approved
- KAIZEN FINANCIAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 298248 · CA · Approved
- KANANI ADVISORY GROUP INC.Registered Investment Advisers · CRD # 288314 · CA · Approved
- KANE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 127337 · CA · Approved
- KARL KAPITAL LLCRegistered Investment Advisers · CRD # 333558 · CA · Approved
- KARMEL CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 307701 · CA · Approved
- KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104599 · CA · Approved
- KB FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 134374 · CA · Approved
- KBS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 166213 · CA · Approved
- KBS REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 119662 · CA · Approved
- KCM INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 109629 · CA · Approved
- KEENAN CAPITAL, LLCRegistered Investment Advisers · CRD # 167390 · CA · Approved
- KEITH HAMILTON, INC.Registered Investment Advisers · CRD # 155865 · CA · Approved
- KELSEY FINANCIAL, LLCRegistered Investment Advisers · CRD # 314950 · CA · Approved
- KENSINGTON INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 108012 · CA · Approved
- KERA CAPITAL PARTNERS, INC.Registered Investment Advisers · CRD # 312875 · CA · Approved
- KERUX, LLCRegistered Investment Advisers · CRD # 327724 · CA · Approved
- KESTREL INVESTMENT MANAGEMENT CORPRegistered Investment Advisers · CRD # 106789 · CA · Approved
- KETRON FINANCIAL LLCRegistered Investment Advisers · CRD # 330807 · CA · Approved
- KEYSTONE WEALTH SERVICES, LLCRegistered Investment Advisers · CRD # 301924 · CA · Approved
- KINETIC INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 283034 · CA · Approved
- KINGSFORD CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161445 · CA · Approved
- KINGSWOOD CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 304649 · CA · Approved
- KINGSWOOD WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 288792 · CA · Approved
- KITTYHAWK VENTURES, LLCRegistered Investment Advisers · CRD # 290082 · CA · Approved
- KKR CREDIT ADVISORS (US) LLCRegistered Investment Advisers · CRD # 146629 · CA · Approved
- KLEIN PAVLIS & PEASLEY FINANCIAL, INC.Registered Investment Advisers · CRD # 112414 · CA · Approved
- KMT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328911 · CA · Approved
- KNIGHTSBRIDGE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 110347 · CA · Approved
- KNOX LANE LPRegistered Investment Advisers · CRD # 306657 · CA · Approved
- KNUFF & COMPANY LLCRegistered Investment Advisers · CRD # 298203 · CA · Approved
- KONDO WEALTH ADVISORS, INCRegistered Investment Advisers · CRD # 175347 · CA · Approved
- KRANE FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 153594 · CA · Approved
- KROEGER FINANCIAL PARTNERSRegistered Investment Advisers · CRD # 175113 · CA · Approved
- KTF INVESTMENTS, LLCRegistered Investment Advisers · CRD # 337465 · CA · Approved
- KUKUI TREE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 330374 · CA · Approved
- KURV INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 323149 · CA · Approved
- KWB WEALTHRegistered Investment Advisers · CRD # 300921 · CA · Approved