Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- K FUND CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318110 · CA · Approved
- K R FINANCIAL LLCRegistered Investment Advisers · CRD # 111282 · Approved
- K.J. HARRISON & PARTNERS (USA) INC.Registered Investment Advisers · CRD # 282353 · Approved
- K1 INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 161953 · CA · Approved
- K2 FINANCIAL INC.Registered Investment Advisers · CRD # 300913 · CA · Approved
- K2 WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 332264 · IL · Approved
- K2/D&S MANAGEMENT CO., L.L.C.Registered Investment Advisers · CRD # 123826 · CT · Approved
- K5 GLOBAL ADVISOR LLCRegistered Investment Advisers · CRD # 314373 · Approved
- KA CREDIT ADVISORS II, LLCRegistered Investment Advisers · CRD # 311657 · TX · Approved
- KA CREDIT ADVISORS, LLCRegistered Investment Advisers · CRD # 306753 · TX · Approved
- KA FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 141037 · TX · Approved
- KABOUTER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153099 · IL · Approved
- KABR MANAGEMENT, LLCRegistered Investment Advisers · CRD # 175409 · NJ · Approved
- KACHKOVSKY & FISHER, INC.Registered Investment Advisers · CRD # 117811 · CA · Approved
- KADITA PARTNERS PTE. LTD.Registered Investment Advisers · CRD # 326660 · Approved
- KAH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298287 · VA · Approved
- KAHALA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 108564 · HI · Approved
- KAHN ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 342960 · CA · Approved
- KAHN BROTHERS ADVISORS LLCRegistered Investment Advisers · CRD # 144368 · NY · Approved
- KAHN BROTHERS ASSET MANAGEMENT CORPRegistered Investment Advisers · CRD # 105620 · NY · Approved
- KAHN FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 134802 · FL · Approved
- KAI WEALTH LLCRegistered Investment Advisers · CRD # 332136 · IL · Approved
- KAILAI ADVISERS LTD.Registered Investment Advisers · CRD # 161692 · CA · Approved
- KAILASA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 286159 · PA · Approved
- KAILASH CAPITAL RESEARCH LLCRegistered Investment Advisers · CRD # 304509 · Approved
- KAILIX ADVISORS LLCRegistered Investment Advisers · CRD # 311094 · FL · Approved
- KAIN CAPITAL LLCRegistered Investment Advisers · CRD # 315669 · NY · Approved
- KAINOS CAPITAL LPRegistered Investment Advisers · CRD # 165607 · TX · Approved
- KAIROS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150342 · WA · Approved
- KAIROS INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 161321 · CA · Approved
- KAISER PARTNER FINANCIAL ADVISORS LTD.Registered Investment Advisers · CRD # 149431 · Approved
- KAIYO WEALTH LLCRegistered Investment Advisers · CRD # 316431 · CA · Approved
- KAIZEN CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 308168 · Approved
- KAIZEN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 155353 · WA · Approved
- KAIZEN FINANCIAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 298248 · CA · Approved
- KAIZEN RETIREMENT PLAN ADVISORS, LLCRegistered Investment Advisers · CRD # 289238 · Approved
- KALAMATA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 284328 · MD · Approved
- KALEIDOSCOPE CAPITAL LPRegistered Investment Advisers · CRD # 282159 · MA · Approved
- KALTBAUM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 123991 · Approved
- KAMICHU WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 295412 · Approved
- KANAME CAPITAL, L.P.Registered Investment Advisers · CRD # 300565 · MA · Approved
- KANANI ADVISORY GROUP INC.Registered Investment Advisers · CRD # 288314 · CA · Approved
- KANAWHA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118458 · VA · Approved
- KANBRICK LLCRegistered Investment Advisers · CRD # 309288 · NC · Approved
- KANE COMPANY WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 115756 · IA · Approved
- KANE FINANCIAL, LLCRegistered Investment Advisers · CRD # 291231 · NY · Approved
- KANE INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 127337 · CA · Approved
- KANEN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 282746 · FL · Approved
- KANOS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 128395 · TX · Approved
- KAPSTONE FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 318885 · OH · Approved