Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KIRKOSWALD CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 139217 · Approved
- KIRKWOOD FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 169278 · TX · Approved
- KIRR, MARBACH & COMPANY, LLCRegistered Investment Advisers · CRD # 104634 · IN · Approved
- KIRTLAND FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 131138 · FL · Approved
- KIRTLAND HILLS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174335 · OH · Approved
- KISSLING FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 299531 · PA · Approved
- KITCHING PARTNERS, LLCRegistered Investment Advisers · CRD # 325042 · PA · Approved
- KITTYHAWK VENTURES, LLCRegistered Investment Advisers · CRD # 290082 · CA · Approved
- KIZE CAPITAL LPRegistered Investment Advisers · CRD # 305608 · NY · Approved
- KJ CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 147495 · Approved
- KKM FINANCIAL LLCRegistered Investment Advisers · CRD # 165136 · IL · Approved
- KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 309194 · Approved
- KKR CREDIT ADVISORS (US) LLCRegistered Investment Advisers · CRD # 146629 · CA · Approved
- KKR REGISTERED ADVISOR LLCRegistered Investment Advisers · CRD # 309284 · NY · Approved
- KLAAS FINANCIAL ASSET ADVISORS, LLC.Registered Investment Advisers · CRD # 121399 · IL · Approved
- KLAFF REALTY, LPRegistered Investment Advisers · CRD # 265787 · IL · Approved
- KLCM ADVISORS, INC.Registered Investment Advisers · CRD # 107847 · WI · Approved
- KLEIN PAVLIS & PEASLEY FINANCIAL, INC.Registered Investment Advisers · CRD # 112414 · CA · Approved
- KLEINFELDER CAPITAL, INC.Registered Investment Advisers · CRD # 289345 · OH · Approved
- KLH CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 304294 · FL · Approved
- KLINE HILL PARTNERS LPRegistered Investment Advisers · CRD # 283283 · CT · Approved
- KLINGENSTEIN, FIELDS & CO., L.P.Registered Investment Advisers · CRD # 105907 · NY · Approved
- KLINGMAN AND ASSOCIATES, LLCRegistered Investment Advisers · CRD # 125618 · NY · Approved
- KLOSTERS CAPITAL LLCRegistered Investment Advisers · CRD # 285582 · FL · Approved
- KM CAPITAL MANAGEMENT, LTD.Registered Investment Advisers · CRD # 132887 · TX · Approved
- KMF INVESTMENTS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146210 · Approved
- KMG FIDUCIARY PARTNERS, LLCRegistered Investment Advisers · CRD # 298331 · OH · Approved
- KMH WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 111610 · TX · Approved
- KMT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328911 · CA · Approved
- KNECHT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319100 · Approved
- KNIGHTHEAD CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157483 · NY · Approved
- KNIGHTS OF COLUMBUS ASSET ADVISORS LLCRegistered Investment Advisers · CRD # 174129 · CT · Approved
- KNIGHTSBRIDGE ADVISERS LLCRegistered Investment Advisers · CRD # 111043 · OK · Approved
- KNIGHTSBRIDGE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 110347 · CA · Approved
- KNOW YOUR OPTIONS LLCRegistered Investment Advisers · CRD # 153641 · IL · Approved
- KNOX AVENUE FINANCIAL CORP.Registered Investment Advisers · CRD # 289094 · MN · Approved
- KNOX LANE LPRegistered Investment Advisers · CRD # 306657 · CA · Approved
- KNOX WEALTH PARTNERS ADVISORY, LLCRegistered Investment Advisers · CRD # 288580 · TN · Approved
- KNUFF & COMPANY LLCRegistered Investment Advisers · CRD # 298203 · CA · Approved
- KOA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297004 · Approved
- KOEHLER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 340322 · NY · Approved
- KOENIG INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 311422 · OR · Approved
- KOESTEN HIRSCHMANN & CRABTREE, INC.Registered Investment Advisers · CRD # 107212 · KS · Approved
- KOHLBERG & CO., L.L.C.Registered Investment Advisers · CRD # 160745 · NY · Approved
- KOHLBERG KRAVIS ROBERTS & CO. L.P.Registered Investment Advisers · CRD # 144533 · NY · Approved
- KOHLHEPP INVESTMENT ADVISORS, LTD.Registered Investment Advisers · CRD # 113989 · PA · Approved
- KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.Registered Investment Advisers · CRD # 138851 · OH · Approved
- KOIN CAPITAL INCRegistered Investment Advisers · CRD # 315355 · TX · Approved
- KOM WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 142682 · WI · Approved
- KOMPASS KAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 335041 · KS · Approved