Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- KAPSTONE FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 318885 · OH · Approved
- KAPUSTA FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 123349 · PA · Approved
- KARAGOSIAN FINANCIAL SERVICES, INCRegistered Investment Advisers · CRD # 124532 · NY · Approved
- KARANI ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 297922 · NY · Approved
- KARE MANAGER HOLDINGS, L.P.Registered Investment Advisers · CRD # 343124 · FL · Approved
- KARL KAPITAL LLCRegistered Investment Advisers · CRD # 333558 · CA · Approved
- KARLOV STREET CAPITAL, LLCRegistered Investment Advisers · CRD # 288910 · FL · Approved
- KARMA CAPITAL ADVISORS PVT LTD.Registered Investment Advisers · CRD # 335212 · Approved
- KARMEL CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 307701 · CA · Approved
- KARPREILLY, LLCRegistered Investment Advisers · CRD # 161169 · CT · Approved
- KARPUS MANAGEMENT INCRegistered Investment Advisers · CRD # 110275 · NY · Approved
- KARYA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160413 · NY · Approved
- KASSIRA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165070 · Approved
- KASSOUF WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 122683 · AL · Approved
- KASTEL CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 226520 · MA · Approved
- KATE CAPITAL LLCRegistered Investment Advisers · CRD # 329897 · CT · Approved
- KATHMERE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305118 · PA · Approved
- KAUFMAN HALL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328876 · TN · Approved
- KAUFMAN ROSSIN WEALTH, LLCRegistered Investment Advisers · CRD # 301921 · FL · Approved
- KAVAR CAPITAL PARTNERS GROUP, LLCRegistered Investment Advisers · CRD # 311744 · KS · Approved
- KAWA CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 157780 · FL · Approved
- KAYDAN WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 108964 · MI · Approved
- KAYNE ANDERSON CAPITAL ADVISORS, L.P.Registered Investment Advisers · CRD # 104536 · TX · Approved
- KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104599 · CA · Approved
- KAZAZIAN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328433 · FL · Approved
- KB & PARTNERS MANAGEMENT CO LLCRegistered Investment Advisers · CRD # 108105 · NY · Approved
- KB FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 134374 · CA · Approved
- KBCM RESEARCH LLCRegistered Investment Advisers · CRD # 326557 · OH · Approved
- KBI GLOBAL INVESTORS (NORTH AMERICA) LTDRegistered Investment Advisers · CRD # 113606 · Approved
- KBS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 166213 · CA · Approved
- KBS REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 119662 · CA · Approved
- KC ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 154321 · Approved
- KCD FINANCIAL, INC.Registered Investment Advisers · CRD # 127473 · WI · Approved
- KCM INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 109629 · CA · Approved
- KDHB V CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307182 · GA · Approved
- KDK PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299583 · TX · Approved
- KDM WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 152002 · IL · Approved
- KDT ADVISORS, LLCRegistered Investment Advisers · CRD # 289816 · NJ · Approved
- KEARNS & ASSOCIATES LLCRegistered Investment Advisers · CRD # 157449 · Approved
- KEATING FINANCIAL ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 142772 · KS · Approved
- KEATING INVESTMENT COUNSELORS INCRegistered Investment Advisers · CRD # 110134 · FL · Approved
- KEB ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 117935 · IL · Approved
- KEEBECK PARTNERS, LLCRegistered Investment Advisers · CRD # 297496 · IL · Approved
- KEEL CAPITAL ABRegistered Investment Advisers · CRD # 283825 · Approved
- KEEL POINT, LLCRegistered Investment Advisers · CRD # 127902 · AL · Approved
- KEEL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285682 · Approved
- KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173079 · OH · Approved
- KEELER THOMAS MANAGEMENT LLCRegistered Investment Advisers · CRD # 109522 · UT · Approved
- KEEN CAPITAL, LLCRegistered Investment Advisers · CRD # 283597 · Approved
- KEEN CAPITAL, LTDRegistered Investment Advisers · CRD # 145023 · SC · Approved