Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- J O HAMBRO CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 138653 · Approved
- J. MANDWELLE CAPITAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 166330 · Approved
- J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTDRegistered Investment Advisers · CRD # 292433 · Approved
- J. STERN & CO. LLPRegistered Investment Advisers · CRD # 323871 · Approved
- JACKSON AVENUE, LLCRegistered Investment Advisers · CRD # 158854 · Approved
- JAMES HAMBRO & PARTNERS LLPRegistered Investment Advisers · CRD # 286283 · Approved
- JARAS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 282126 · Approved
- JASPER CAPITAL HONG KONG LIMITEDRegistered Investment Advisers · CRD # 306114 · Approved
- JAYCO WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 171884 · Approved
- JB INVESTMENTS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 309067 · Approved
- JD EUROWAY CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 305102 · Approved
- JDM FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 122057 · Approved
- JEFFERIES CREDIT PARTNERS EUROPE LIMITEDRegistered Investment Advisers · CRD # 336469 · Approved
- JMN FINANCIAL, LLCRegistered Investment Advisers · CRD # 316673 · Approved
- JOHNSON DUNN CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 320849 · Approved
- JOSEPH JOHN HASSON, JR.Registered Investment Advisers · CRD # 109301 · Approved
- JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITEDRegistered Investment Advisers · CRD # 300114 · Approved
- JPMORGAN ASSET MANAGEMENT (UK) LIMITEDRegistered Investment Advisers · CRD # 135960 · Approved
- JPMORGAN FUNDS LIMITEDRegistered Investment Advisers · CRD # 172045 · Approved
- JPS ADVISORS LLCRegistered Investment Advisers · CRD # 312126 · Approved
- JQL WEALTH LLCRegistered Investment Advisers · CRD # 340496 · Approved
- JRM INVESTMENT COUNSEL, L.L.C.Registered Investment Advisers · CRD # 138004 · Approved
- JUBARTE ASSET MANAGEMENT LTDA.Registered Investment Advisers · CRD # 340275 · Approved
- JUNGLE ROCK CAPITAL LTDRegistered Investment Advisers · CRD # 340055 · Approved
- JUPITER ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 306863 · Approved
- JW ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160805 · Approved