Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HERMES INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 153104 · Approved
- HERMITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 333235 · VA · Approved
- HERNDON PLANT OAKLEY LTDRegistered Investment Advisers · CRD # 44971 · TX · Approved
- HEROLD ADVISORS, INC.Registered Investment Advisers · CRD # 105090 · NY · Approved
- HERON ADVISORY INC.Registered Investment Advisers · CRD # 327608 · CA · Approved
- HERON BAY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305537 · MI · Approved
- HERON VIEW PARTNERS LLCRegistered Investment Advisers · CRD # 105926 · NY · Approved
- HERONBRIDGE INVESTMENT MANAGEMENT LLPRegistered Investment Advisers · CRD # 164314 · Approved
- HERONETTA MANAGEMENT, L.P.Registered Investment Advisers · CRD # 157307 · NY · Approved
- HERSHEY FINANCIAL ADVISERS, LLCRegistered Investment Advisers · CRD # 149907 · PA · Approved
- HESEN & HASLAM, LLCRegistered Investment Advisers · CRD # 286235 · CA · Approved
- HESMER WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 340213 · Approved
- HEWELL FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 333535 · Approved
- HEXAGON CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 305850 · AR · Approved
- HEXIMER INVESTMENT MANAGEMENT INC.Registered Investment Advisers · CRD # 105344 · Approved
- HEXIS CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 338598 · Approved
- HEYDORN STONE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 125903 · NY · Approved
- HF ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 309051 · MD · Approved
- HFG ADVISORS, INC.Registered Investment Advisers · CRD # 282027 · OH · Approved
- HFG ADVISORS, INC.Registered Investment Advisers · CRD # 316446 · WA · Approved
- HFG WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148406 · TX · Approved
- HFH PLANNING INC.Registered Investment Advisers · CRD # 114046 · Approved
- HFM INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 115799 · Approved
- HFM INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 289103 · NJ · Approved
- HFR ASSET MANAGEMENT, L.L.CRegistered Investment Advisers · CRD # 111705 · IL · Approved
- HFR INVESTMENTS, LLCRegistered Investment Advisers · CRD # 307372 · IL · Approved
- HFR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 106913 · Approved
- HG CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163613 · TN · Approved
- HG VORA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161788 · NY · Approved
- HGC ADVISOR LLCRegistered Investment Advisers · CRD # 327883 · Approved
- HGGC, LLCRegistered Investment Advisers · CRD # 145684 · CA · Approved
- HH CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 310147 · CA · Approved
- HHM WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 150843 · TN · Approved
- HI-LINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149522 · SD · Approved
- HIBERNIA WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 319509 · LA · Approved
- HICKORY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298475 · MO · Approved
- HICKS & ASSOCIATES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323171 · NC · Approved
- HICKS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158609 · OH · Approved
- HIDDEN COVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318677 · WA · Approved
- HIDDEN HARBOR CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 285401 · FL · Approved
- HIDDEN HILLS WEALTH, LLCRegistered Investment Advisers · CRD # 312877 · Approved
- HIDDEN LAKE ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 298209 · NY · Approved
- HIDDENITE CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 309942 · NY · Approved
- HIGGINBOTHAM RETIREMENT ADVISORS, INC.Registered Investment Advisers · CRD # 128561 · TX · Approved
- HIGGINS & SCHMIDT WEALTH STRATEGIES LLCRegistered Investment Advisers · CRD # 286063 · CO · Approved
- HIGH NOTE WEALTH, LLCRegistered Investment Advisers · CRD # 305768 · MN · Approved
- HIGH PINES WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 285191 · MA · Approved
- HIGH PLAINS INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 114404 · TX · Approved
- HIGH POINT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147111 · NJ · Approved
- HIGH PROBABILITY ADVISORS, LLCRegistered Investment Advisers · CRD # 289541 · NY · Approved