Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HELLMAN & FRIEDMAN LLCRegistered Investment Advisers · CRD # 158614 · CA · Approved
- HELM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 123174 · WA · Approved
- HELM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141773 · CO · Approved
- HELMSMAN FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 113780 · WA · Approved
- HEMISPHERE PARTNERS LLCRegistered Investment Advisers · CRD # 136535 · NY · Approved
- HEMMING& WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 300918 · MI · Approved
- HEMSLEY ADVISORS, LTD.Registered Investment Advisers · CRD # 106414 · IL · Approved
- HENDERSHOT INVESTMENTS, INC.Registered Investment Advisers · CRD # 115472 · Approved
- HENDERSHOTT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170839 · IN · Approved
- HENDERSON BROTHERS FINANCIAL PARTNERS LLCRegistered Investment Advisers · CRD # 333732 · PA · Approved
- HENDERSON FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 333013 · VA · Approved
- HENDLEY & CO INCRegistered Investment Advisers · CRD # 110465 · OH · Approved
- HENGEHOLD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 107700 · OH · Approved
- HENLEY & COMPANY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 144884 · NY · Approved
- HENNESSY ADVISORS, INC.Registered Investment Advisers · CRD # 110770 · CA · Approved
- HENNION & WALSH ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 126236 · NJ · Approved
- HENRICKSON NAUTA WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 141201 · MI · Approved
- HENRY BRAGG & CO., LLCRegistered Investment Advisers · CRD # 311388 · TX · Approved
- HENRY H. ARMSTRONG ASSOCIATES, INC.Registered Investment Advisers · CRD # 105510 · PA · Approved
- HENRY JAMES INTERNATIONAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 169293 · NY · Approved
- HENSON-EDGEWATER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 135316 · OH · Approved
- HEP MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 161855 · NY · Approved
- HEP PARTNERS LLCRegistered Investment Advisers · CRD # 161386 · TX · Approved
- HEPWORTH EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 145774 · Approved
- HERBERT J. SIMS CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 134510 · CT · Approved
- HERCULES ADVISER LLCRegistered Investment Advisers · CRD # 310662 · CA · Approved
- HERGENROEDER FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 121278 · MD · Approved
- HERITAGE ASSET ADVISORS LTD., LLPRegistered Investment Advisers · CRD # 144125 · Approved
- HERITAGE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323344 · MO · Approved
- HERITAGE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 310306 · Approved
- HERITAGE CAPITAL, LLCRegistered Investment Advisers · CRD # 127650 · CT · Approved
- HERITAGE FAMILY OFFICES, LLPRegistered Investment Advisers · CRD # 323930 · AZ · Approved
- HERITAGE FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 154955 · OH · Approved
- HERITAGE FINANCIAL COUNSELORS, LLCRegistered Investment Advisers · CRD # 288232 · NJ · Approved
- HERITAGE FINANCIAL, LLCRegistered Investment Advisers · CRD # 285149 · VA · Approved
- HERITAGE GROVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336771 · Approved
- HERITAGE HAUS WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 342736 · TX · Approved
- HERITAGE HOLDING MANAGEMENT, LPRegistered Investment Advisers · CRD # 331677 · MA · Approved
- HERITAGE INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 113204 · FL · Approved
- HERITAGE INVESTORS MANAGEMENT CORPRegistered Investment Advisers · CRD # 110420 · MD · Approved
- HERITAGE OAK WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 323925 · FL · Approved
- HERITAGE STRATEGIC WEALTH, LLCRegistered Investment Advisers · CRD # 338025 · IL · Approved
- HERITAGE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 137484 · VA · Approved
- HERITAGE WEALTH MANAGEMENT GROUP, LTDRegistered Investment Advisers · CRD # 148459 · VA · Approved
- HERITAGE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 312545 · OH · Approved
- HERITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 316956 · CA · Approved
- HERITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 122394 · TX · Approved
- HERITAGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 159158 · MA · Approved
- HERMES GPE (USA) INCRegistered Investment Advisers · CRD # 166839 · NY · Approved
- HERMES GPE LLPRegistered Investment Advisers · CRD # 151848 · Approved