Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HAMLIN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 119278 · NY · Approved
- HAMMES REALTY ADVISORS, LLCRegistered Investment Advisers · CRD # 165693 · WI · Approved
- HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.Registered Investment Advisers · CRD # 161288 · Approved
- HAMPEL INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 300246 · Approved
- HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 157865 · NJ · Approved
- HAMPTON ROCK WEALTH MANAGEMENT I, LLCRegistered Investment Advisers · CRD # 331682 · TX · Approved
- HAMRICK INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 116314 · WA · Approved
- HANC WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 249789 · MI · Approved
- HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered Investment Advisers · CRD # 40637 · LA · Approved
- HANKE & APOLONIO WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 285315 · CA · Approved
- HANOVER ADVISORS, INCRegistered Investment Advisers · CRD # 119655 · SC · Approved
- HANOVER SQUARE WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 336534 · Approved
- HANSEATIC MANAGEMENT SERVICES INCRegistered Investment Advisers · CRD # 107110 · NM · Approved
- HANSEN & ASSOCIATES FINANCIAL GROUP INC.Registered Investment Advisers · CRD # 168363 · CA · Approved
- HANSON & DOREMUS INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 108045 · VT · Approved
- HANTZ FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 46047 · MI · Approved
- HANWHA ASSET MANAGEMENT (USA) LTD.Registered Investment Advisers · CRD # 288464 · CA · Approved
- HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 157523 · PA · Approved
- HARA CAPITAL LLCRegistered Investment Advisers · CRD # 315108 · Approved
- HARBER CAPITAL LLCRegistered Investment Advisers · CRD # 158939 · NC · Approved
- HARBERT FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 110577 · AL · Approved
- HARBINGER ALTERNATIVE ASSOCIATES, LLCRegistered Investment Advisers · CRD # 337984 · GA · Approved
- HARBINGER CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 160538 · NY · Approved
- HARBOR ADVISORS LLCRegistered Investment Advisers · CRD # 312432 · FL · Approved
- HARBOR ADVISORY CORPORATIONRegistered Investment Advisers · CRD # 105151 · NH · Approved
- HARBOR ASSET PLANNING, INC.Registered Investment Advisers · CRD # 144944 · Approved
- HARBOR CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 113042 · IL · Approved
- HARBOR GROUP INTERNATIONAL, LLCRegistered Investment Advisers · CRD # 285895 · VA · Approved
- HARBOR HILLS, INC.Registered Investment Advisers · CRD # 312691 · CA · Approved
- HARBOR INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 151085 · MD · Approved
- HARBOR ISLAND CAPITAL LLCRegistered Investment Advisers · CRD # 107457 · MA · Approved
- HARBOR ITHAKA WM, LLCRegistered Investment Advisers · CRD # 170580 · FL · Approved
- HARBOR LIGHT PLANNING, LLCRegistered Investment Advisers · CRD # 129022 · Approved
- HARBORFRONT FINANCIAL LLCRegistered Investment Advisers · CRD # 331763 · MI · Approved
- HARBORVIEW ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 332767 · WA · Approved
- HARBOUR CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 157266 · VA · Approved
- HARBOUR FINANCIAL RESOURCES, LTDRegistered Investment Advisers · CRD # 110261 · IL · Approved
- HARBOUR GROUP INDUSTRIES, INC.Registered Investment Advisers · CRD # 160634 · MO · Approved
- HARBOUR INVESTMENT MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 111166 · WA · Approved
- HARBOUR INVESTMENTS, INC.Registered Investment Advisers · CRD # 19258 · WI · Approved
- HARBOUR POINT MANAGEMENT LPRegistered Investment Advisers · CRD # 226521 · CT · Approved
- HARBOUR WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 314496 · SC · Approved
- HARBOURFRONT WEALTH AMERICA INC.Registered Investment Advisers · CRD # 306941 · Approved
- HARBOURVEST PARTNERS, LLCRegistered Investment Advisers · CRD # 109846 · MA · Approved
- HARBOURVEST REGISTERED ADVISERS II L.P.Registered Investment Advisers · CRD # 341198 · MA · Approved
- HARBOURVEST REGISTERED ADVISERS L.P.Registered Investment Advisers · CRD # 332106 · MA · Approved
- HARDIN CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 153023 · SC · Approved
- HARDING FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 135731 · OH · Approved
- HARDING LOEVNER LPRegistered Investment Advisers · CRD # 104543 · NJ · Approved
- HARDING WEALTH, INC.Registered Investment Advisers · CRD # 282686 · AZ · Approved