Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- HOLDERNESS INVESTMENTS CORegistered Investment Advisers · CRD # 106530 · NC · Approved
- HOLISTIC FINANCE LLCRegistered Investment Advisers · CRD # 335108 · Approved
- HOLISTIC WEALTH ADVISORSRegistered Investment Advisers · CRD # 332918 · NY · Approved
- HOLLAND ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 136302 · FL · Approved
- HOLLANDER ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 150343 · FL · Approved
- HOLLENCREST CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 46217 · CA · Approved
- HOLLINGSWORTH AVENT AVERRE & PURVIS, PARegistered Investment Advisers · CRD # 118943 · NC · Approved
- HOLLOW BROOK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 145521 · NY · Approved
- HOLLYPORT CAPITAL LLPRegistered Investment Advisers · CRD # 289306 · Approved
- HOLM & BAUCOM WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 343838 · TX · 120-Day Approval
- HOLM & CAWLEY FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 150601 · NV · Approved
- HOLOCENE ADVISORS, LPRegistered Investment Advisers · CRD # 287999 · NY · Approved
- HOLON WEALTH MANAGEMENT, INCRegistered Investment Advisers · CRD # 336780 · Approved
- HOLOS INTEGRATED WEALTH, LLCRegistered Investment Advisers · CRD # 329884 · PA · Approved
- HOLOWESKO PARTNERS LTD.Registered Investment Advisers · CRD # 155703 · Approved
- HOLT CAPITAL ADVISORS, L.L.C.Registered Investment Advisers · CRD # 117863 · TX · Approved
- HOMAGE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 340589 · TX · Approved
- HOMESTEAD ADVISERS CORP.Registered Investment Advisers · CRD # 109845 · VA · Approved
- HOMESTEAD CAPITAL USA, LLCRegistered Investment Advisers · CRD # 281186 · CA · Approved
- HONDIUS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 297991 · CT · Approved
- HONEOYE FALLS CAPITAL LLCRegistered Investment Advisers · CRD # 333306 · NY · Approved
- HONESTLY FINANCIAL LLCRegistered Investment Advisers · CRD # 338758 · Approved
- HONEYTREE INVESTMENT MANAGEMENT LTD.Registered Investment Advisers · CRD # 313415 · Approved
- HONEYWELL CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109537 · NJ · Approved
- HONTE ADVISORS LLCRegistered Investment Advisers · CRD # 308341 · CA · Approved
- HOOD RIVER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 166089 · FL · Approved
- HOOK MILL CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 316354 · NY · Approved
- HOOVER PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 336484 · MI · Approved
- HOOVEST CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 327888 · Approved
- HOPLON ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 318798 · CT · Approved
- HOPWOOD FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 127927 · VA · Approved
- HORACE MANN INVESTORS, INC.Registered Investment Advisers · CRD # 11643 · IL · Approved
- HORAN WEALTH, LLCRegistered Investment Advisers · CRD # 333974 · OH · Approved
- HORIKO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 126343 · NY · Approved
- HORIZON ADVISORS, LLCRegistered Investment Advisers · CRD # 114102 · TX · Approved
- HORIZON ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 305239 · NY · Approved
- HORIZON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 132113 · IL · Approved
- HORIZON FAMILY WEALTH, INC.Registered Investment Advisers · CRD # 315484 · IL · Approved
- HORIZON FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 158798 · NC · Approved
- HORIZON INVESTMENT SERVICES, LLC.Registered Investment Advisers · CRD # 110642 · IN · Approved
- HORIZON INVESTMENTS LLCRegistered Investment Advisers · CRD # 109552 · NC · Approved
- HORIZON KINETICS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 106096 · NY · Approved
- HORIZON TECHNOLOGY FINANCE MANAGEMENT LLCRegistered Investment Advisers · CRD # 153052 · CT · Approved
- HORIZON WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 148338 · Approved
- HORIZON WEALTH INVESTMENT SOLUTIONS LLCRegistered Investment Advisers · CRD # 333752 · CO · Approved
- HORIZON WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170255 · IL · Approved
- HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 164970 · NM · Approved
- HORIZONS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 127457 · NC · Approved
- HORNOR, TOWNSEND & KENT, LLCRegistered Investment Advisers · CRD # 4031 · PA · Approved
- HOROWITZ & COMPANY, INC.Registered Investment Advisers · CRD # 106737 · FL · Approved