Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- GUINNESS ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 140891 · Approved
- GUINNESS ATKINSON ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 124465 · CA · Approved
- GUIRY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 122056 · FL · Approved
- GULF INTERNATIONAL BANK (UK) LIMITEDRegistered Investment Advisers · CRD # 281609 · Approved
- GULFSTREAM CM, LLCRegistered Investment Advisers · CRD # 165459 · NJ · Approved
- GULLANE CAPITAL, LLCRegistered Investment Advisers · CRD # 313464 · FL · Approved
- GUMSHOE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 328451 · NY · Approved
- GUNCHEON FINANCIAL LLCRegistered Investment Advisers · CRD # 277091 · IA · Approved
- GUNDER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301258 · Approved
- GUNDERSON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140795 · SC · Approved
- GUNN & COMPANY INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 120084 · FL · Approved
- GUNN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 131720 · Approved
- GUNPOWDER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 314867 · MD · Approved
- GURUFOCUS INVESTMENTS, LLCRegistered Investment Advisers · CRD # 316414 · TX · Approved
- GUSTO INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 281515 · CA · Approved
- GUTIERREZ WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 319481 · AR · Approved
- GUTT FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109270 · GA · Approved
- GUYASUTA INVESTMENT ADVISORS, INCORPORATEDRegistered Investment Advisers · CRD # 108400 · PA · Approved
- GW ASENA PTY LTDRegistered Investment Advisers · CRD # 323005 · Approved
- GW FINANCIAL, INC.Registered Investment Advisers · CRD # 110478 · NV · Approved
- GW&K INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 121942 · MA · Approved
- GWN SECURITIES INC.Registered Investment Advisers · CRD # 128929 · FL · Approved