Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- GUARDIAN CAPITAL PARTNERS INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 321695 · PA · Approved
- GUARDIAN CAPITAL, LLCRegistered Investment Advisers · CRD # 156015 · PA · Approved
- GUARDIAN FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 287652 · CA · Approved
- GUARDIAN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104935 · CA · Approved
- GUARDIAN PARTNERS INC.Registered Investment Advisers · CRD # 324189 · Approved
- GUARDIAN POINT CAPITAL, LPRegistered Investment Advisers · CRD # 165053 · VA · Approved
- GUARDIAN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 305412 · NC · Approved
- GUARDIAN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 143254 · MN · Approved
- GUARDIAN WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 154159 · IL · Approved
- GUARDIAN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 146923 · UT · Approved
- GUARDIAN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118668 · TN · Approved
- GUARDIAN WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 310203 · NY · Approved
- GUARDIAN WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 167485 · MN · Approved
- GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 172205 · FL · Approved
- GUDORF FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 339836 · OH · Approved
- GUEPARDO INVESTIMENTOS LTDARegistered Investment Advisers · CRD # 340061 · Approved
- GUERRA ADVISORS INC.Registered Investment Advisers · CRD # 282409 · FL · Approved
- GUERRA PAN ADVISORS, LLCRegistered Investment Advisers · CRD # 313489 · Approved
- GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLCRegistered Investment Advisers · CRD # 340242 · NY · Approved
- GUGGENHEIM CORPORATE FUNDING, LLCRegistered Investment Advisers · CRD # 300895 · NY · Approved
- GUGGENHEIM FUNDS DISTRIBUTORS, LLCRegistered Investment Advisers · CRD # 39805 · IL · Approved
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 129288 · IL · Approved
- GUGGENHEIM INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 108263 · NY · Approved
- GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLCRegistered Investment Advisers · CRD # 339528 · CT · Approved
- GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 137432 · NY · Approved
- GUGGENHEIM PRIVATE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 331479 · NY · Approved
- GUGGENHEIM WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 283238 · CA · Approved
- GUIDANCE CAPITAL, INC.Registered Investment Advisers · CRD # 323541 · KY · Approved
- GUIDANCE POINT ADVISORS, LLCRegistered Investment Advisers · CRD # 148768 · Approved
- GUIDANCE POINT RETIREMENT SERVICES, LLCRegistered Investment Advisers · CRD # 161000 · ME · Approved
- GUIDE ADVISORS, INC.Registered Investment Advisers · CRD # 281828 · WA · Approved
- GUIDE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 264788 · Approved
- GUIDED CAPITAL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310056 · TX · Approved
- GUIDED CHOICE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 112674 · NV · Approved
- GUIDED WEALTH, LLCRegistered Investment Advisers · CRD # 339013 · Approved
- GUIDEDMONEY, LLCRegistered Investment Advisers · CRD # 310559 · Approved
- GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.Registered Investment Advisers · CRD # 161579 · MA · Approved
- GUIDESTONE ADVISORS, LLCRegistered Investment Advisers · CRD # 149624 · TX · Approved
- GUIDESTONE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 112319 · TX · Approved
- GUIDESTONE INVESTMENT SERVICESRegistered Investment Advisers · CRD # 338335 · TX · Approved
- GUIDESTREAM FINANCIAL, INC.Registered Investment Advisers · CRD # 150890 · MI · Approved
- GUILBAULT CAPITAL LLCRegistered Investment Advisers · CRD # 331160 · LA · Approved
- GUILD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 307569 · Approved
- GUILD INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 108390 · CA · Approved
- GUINNESS ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 140891 · Approved
- GUINNESS ATKINSON ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 124465 · CA · Approved
- GUIRY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 122056 · FL · Approved
- GULF INTERNATIONAL BANK (UK) LIMITEDRegistered Investment Advisers · CRD # 281609 · Approved
- GULFSTREAM CM, LLCRegistered Investment Advisers · CRD # 165459 · NJ · Approved
- GULLANE CAPITAL, LLCRegistered Investment Advisers · CRD # 313464 · FL · Approved