Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- FALFURRIAS MANAGEMENT PARTNERS LPRegistered Investment Advisers · CRD # 163076 · NC · Approved
- FAMILY LEGACY FINANCIAL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 314351 · NC · Approved
- FAMILY WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 317764 · NC · Approved
- FC CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161220 · NC · Approved
- FCA PARTNERS, LLCRegistered Investment Advisers · CRD # 322393 · NC · Approved
- FINANCIAL SYMMETRY INCORPORATEDRegistered Investment Advisers · CRD # 118443 · NC · Approved
- FIRST CITIZENS ASSET MANAGEMENT, INCRegistered Investment Advisers · CRD # 140777 · NC · Approved
- FIRST CITIZENS INVESTOR SERVICES, INC.Registered Investment Advisers · CRD # 44430 · NC · Approved
- FIRST FINANCIAL GROUP CORPORATIONRegistered Investment Advisers · CRD # 134006 · NC · Approved
- FIRST OAK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288316 · NC · Approved
- FIVE POINTS CAPITAL LLCRegistered Investment Advisers · CRD # 160792 · NC · Approved
- FOREST CAPITAL OPERATING COMPANY LLCRegistered Investment Advisers · CRD # 325514 · NC · Approved
- FORTRESS PRIVATE LEDGER, LLCRegistered Investment Advisers · CRD # 290298 · NC · Approved
- FOUNDERS FINANCIAL ALLIANCE, LLCRegistered Investment Advisers · CRD # 173011 · NC · Approved
- FPF FA L.L.C.Registered Investment Advisers · CRD # 311329 · NC · Approved
- FRANKLIN STREET ADVISORS, INC.Registered Investment Advisers · CRD # 106275 · NC · Approved
- FRAZIER FINANCIAL CONSULTANTS, LLCRegistered Investment Advisers · CRD # 112897 · NC · Approved
- FTA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332377 · NC · Approved
- FUND DIRECT ADVISORS INC.Registered Investment Advisers · CRD # 155363 · NC · Approved