Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ERBEN ASSOCIATES, LLCRegistered Investment Advisers · CRD # 148703 · TX · Approved
- EREZ ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332027 · NY · Approved
- ERGAWEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 290030 · IL · Approved
- ERGUZ, LLCRegistered Investment Advisers · CRD # 168009 · TX · Approved
- ERICKSON FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 299818 · PA · Approved
- ERIE STREET GROWTH PARTNERS MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 326011 · IL · Approved
- ERISA ADVISERS, INC.Registered Investment Advisers · CRD # 170487 · TN · Approved
- ERN FINANCIAL, LLCRegistered Investment Advisers · CRD # 297717 · WI · Approved
- ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered Investment Advisers · CRD # 110921 · NJ · Approved
- ERVIN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299739 · Approved
- ESCHATON OPPORTUNITIES FUND MANAGEMENT LPRegistered Investment Advisers · CRD # 285575 · FL · Approved
- ESCHLER ASSET MANAGEMENT LLPRegistered Investment Advisers · CRD # 311807 · Approved
- ESHEL SPRING LLCRegistered Investment Advisers · CRD # 340187 · MA · 120-Day Approval
- ESM MANAGEMENT LLCRegistered Investment Advisers · CRD # 150142 · Approved
- ESMEB INCORPORATEDRegistered Investment Advisers · CRD # 152361 · Approved
- ESO MANAGEMENT SERVICES LLCRegistered Investment Advisers · CRD # 165564 · CA · Approved
- ESOTERICA CAPITAL LLCRegistered Investment Advisers · CRD # 304570 · Approved
- ESP INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 298553 · TX · Approved
- ESPRESSO CAPITAL ADVISORS INC.Registered Investment Advisers · CRD # 326743 · Approved
- ESSENTIA FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 312190 · Approved
- ESSENTIAL INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 149509 · CO · Approved
- ESSENTIAL PARTNERS LLCRegistered Investment Advisers · CRD # 315959 · CA · Approved
- ESSENTIAL PLANNING, LLCRegistered Investment Advisers · CRD # 106651 · NH · Approved
- ESSEX FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 127549 · CT · Approved
- ESSEX INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 109962 · MA · Approved
- ESSEX LLCRegistered Investment Advisers · CRD # 108352 · IL · Approved
- ESSEX PRIVATE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 149991 · MA · Approved
- ESSEX RIDGE CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 145795 · MO · Approved
- ESSEX WOODLANDS MANAGEMENT, INC.Registered Investment Advisers · CRD # 158263 · TX · Approved
- ESTABROOK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 128856 · NY · Approved
- ESTANCIA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166478 · AZ · Approved
- ESTATE & TRUST ADVISORS, INC.Registered Investment Advisers · CRD # 123802 · IL · Approved
- ESTATE COUNSELORS, LLCRegistered Investment Advisers · CRD # 123452 · WI · Approved
- ESTATE MANAGEMENT COUNSELORS,LLCRegistered Investment Advisers · CRD # 126624 · GA · Approved
- ESTUARY CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 323379 · MN · Approved
- ETERNAL CAPITAL, LLCRegistered Investment Advisers · CRD # 333684 · FL · Approved
- ETESIAN WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 152127 · OR · Approved
- ETF MODEL SOLUTIONS, LLCRegistered Investment Advisers · CRD # 168410 · WI · Approved
- ETF PORTFOLIO PARTNERS, INC.Registered Investment Advisers · CRD # 128366 · KS · Approved
- ETHIC INC.Registered Investment Advisers · CRD # 282827 · NY · Approved
- ETHOS CAPITAL LPRegistered Investment Advisers · CRD # 306874 · MA · Approved
- ETHOS CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 313145 · PA · Approved
- ETHOS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 321748 · PA · Approved
- ETHOS INVESTMENT ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 343593 · FL · 120-Day Approval
- ETON ADVISORS GROUP, LLCRegistered Investment Advisers · CRD # 289395 · NC · Approved
- ETORO USA ADVISERS INC.Registered Investment Advisers · CRD # 300271 · NJ · 120-Day Approval
- ETRE LLCRegistered Investment Advisers · CRD # 121355 · MA · Approved
- ETZ ADVISORY, LLCRegistered Investment Advisers · CRD # 334861 · Approved
- EUBANK, HUTSON & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 226519 · TX · Approved
- EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107316 · OH · Approved